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'Plots the curve of rolling Sharpe ratio.'
def _plot_rolling_sharpe(self, stats, ax=None, **kwargs):
def format_two_dec(x, pos): return ('%.2f' % x) sharpe = stats['rolling_sharpe'] if (ax is None): ax = plt.gca() y_axis_formatter = FuncFormatter(format_two_dec) ax.yaxis.set_major_formatter(FuncFormatter(y_axis_formatter)) ax.xaxis.set_tick_params(reset=True) ax.yaxis.grid(l...
'Plots the underwater curve'
def _plot_drawdown(self, stats, ax=None, **kwargs):
def format_perc(x, pos): return ('%.0f%%' % x) drawdown = stats['drawdowns'] if (ax is None): ax = plt.gca() y_axis_formatter = FuncFormatter(format_perc) ax.yaxis.set_major_formatter(FuncFormatter(y_axis_formatter)) ax.yaxis.grid(linestyle=':') ax.xaxis.set_tick_params(reset...
'Plots a heatmap of the monthly returns.'
def _plot_monthly_returns(self, stats, ax=None, **kwargs):
returns = stats['returns'] if (ax is None): ax = plt.gca() monthly_ret = perf.aggregate_returns(returns, 'monthly') monthly_ret = monthly_ret.unstack() monthly_ret = np.round(monthly_ret, 3) monthly_ret.rename(columns={1: 'Jan', 2: 'Feb', 3: 'Mar', 4: 'Apr', 5: 'May', 6: 'Jun', 7: 'Jul',...
'Plots a barplot of returns by year.'
def _plot_yearly_returns(self, stats, ax=None, **kwargs):
def format_perc(x, pos): return ('%.0f%%' % x) returns = stats['returns'] if (ax is None): ax = plt.gca() y_axis_formatter = FuncFormatter(format_perc) ax.yaxis.set_major_formatter(FuncFormatter(y_axis_formatter)) ax.yaxis.grid(linestyle=':') yly_ret = (perf.aggregate_returns...
'Outputs the statistics for the equity curve.'
def _plot_txt_curve(self, stats, ax=None, **kwargs):
def format_perc(x, pos): return ('%.0f%%' % x) returns = stats['returns'] cum_returns = stats['cum_returns'] if ('positions' not in stats): trd_yr = 0 else: positions = stats['positions'] trd_yr = (positions.shape[0] / ((returns.index[(-1)] - returns.index[0]).days / ...
'Outputs the statistics for the trades.'
def _plot_txt_trade(self, stats, ax=None, **kwargs):
def format_perc(x, pos): return ('%.0f%%' % x) if (ax is None): ax = plt.gca() if ('positions' not in stats): num_trades = 0 win_pct = 'N/A' win_pct_str = 'N/A' avg_trd_pct = 'N/A' avg_win_pct = 'N/A' avg_loss_pct = 'N/A' max_win_pct = ...
'Outputs the statistics for various time frames.'
def _plot_txt_time(self, stats, ax=None, **kwargs):
def format_perc(x, pos): return ('%.0f%%' % x) returns = stats['returns'] if (ax is None): ax = plt.gca() y_axis_formatter = FuncFormatter(format_perc) ax.yaxis.set_major_formatter(FuncFormatter(y_axis_formatter)) mly_ret = perf.aggregate_returns(returns, 'monthly') yly_ret =...
'Plot the Tearsheet'
def plot_results(self, filename=None):
rc = {'lines.linewidth': 1.0, 'axes.facecolor': '0.995', 'figure.facecolor': '0.97', 'font.family': 'serif', 'font.serif': 'Ubuntu', 'font.monospace': 'Ubuntu Mono', 'font.size': 10, 'axes.labelsize': 10, 'axes.labelweight': 'bold', 'axes.titlesize': 10, 'xtick.labelsize': 8, 'ytick.labelsize': 8, 'legend.fontsi...
'Takes in a portfolio handler.'
def __init__(self, config, portfolio_handler):
self.config = config self.drawdowns = [0] self.equity = [] self.equity_returns = [0.0] self.timeseries = ['0000-00-00 00:00:00'] current_equity = PriceParser.display(portfolio_handler.portfolio.equity) self.hwm = [current_equity] self.equity.append(current_equity)
'Update all statistics that must be tracked over time.'
def update(self, timestamp, portfolio_handler):
if (timestamp != self.timeseries[(-1)]): current_equity = PriceParser.display(portfolio_handler.portfolio.equity) self.equity.append(current_equity) self.timeseries.append(timestamp) pct = (((self.equity[(-1)] - self.equity[(-2)]) / self.equity[(-1)]) * 100) self.equity_retur...
'Return a dict with all important results & stats.'
def get_results(self):
timeseries = self.timeseries timeseries[0] = (pd.to_datetime(timeseries[1]) - pd.Timedelta(days=1)) statistics = {} statistics['sharpe'] = self.calculate_sharpe() statistics['drawdowns'] = pd.Series(self.drawdowns, index=timeseries) statistics['max_drawdown'] = max(self.drawdowns) statistics...
'Calculate the sharpe ratio of our equity_returns. Expects benchmark_return to be, for example, 0.01 for 1%'
def calculate_sharpe(self, benchmark_return=0.0):
excess_returns = (pd.Series(self.equity_returns) - (benchmark_return / 252)) return round(self.annualised_sharpe(excess_returns), 4)
'Calculate the annualised Sharpe ratio of a returns stream based on a number of trading periods, N. N defaults to 252, which then assumes a stream of daily returns. The function assumes that the returns are the excess of those compared to a benchmark.'
def annualised_sharpe(self, returns, N=252):
return ((np.sqrt(N) * returns.mean()) / returns.std())
'Calculate the percentage drop related to the "worst" drawdown seen.'
def calculate_max_drawdown_pct(self):
drawdown_series = pd.Series(self.drawdowns) equity_series = pd.Series(self.equity) bottom_index = drawdown_series.idxmax() try: top_index = equity_series[:bottom_index].idxmax() pct = (((equity_series.ix[top_index] - equity_series.ix[bottom_index]) / equity_series.ix[top_index]) * 100) ...
'A simple script to plot the balance of the portfolio, or "equity curve", as a function of time.'
def plot_results(self):
sns.set_palette('deep', desat=0.6) sns.set_context(rc={'figure.figsize': (8, 4)}) fig = plt.figure() fig.patch.set_facecolor('white') df = pd.DataFrame() df['equity'] = pd.Series(self.equity, index=self.timeseries) df['equity_returns'] = pd.Series(self.equity_returns, index=self.timeseries) ...
'Takes the CSV directory, the events queue and a possible list of initial ticker symbols, then creates an (optional) list of ticker subscriptions and associated prices.'
def __init__(self, csv_dir, events_queue, init_tickers=None):
self.csv_dir = csv_dir self.events_queue = events_queue self.continue_backtest = True self.tickers = {} self.tickers_data = {} if (init_tickers is not None): for ticker in init_tickers: self.subscribe_ticker(ticker) self.tick_stream = self._merge_sort_ticker_data()
'Opens the CSV files containing the equities ticks from the specified CSV data directory, converting them into them into a pandas DataFrame, stored in a dictionary.'
def _open_ticker_price_csv(self, ticker):
ticker_path = os.path.join(self.csv_dir, ('%s.csv' % ticker)) self.tickers_data[ticker] = pd.io.parsers.read_csv(ticker_path, header=0, parse_dates=True, dayfirst=True, index_col=1, names=('Ticker', 'Time', 'Bid', 'Ask'))
'Concatenates all of the separate equities DataFrames into a single DataFrame that is time ordered, allowing tick data events to be added to the queue in a chronological fashion. Note that this is an idealised situation, utilised solely for backtesting. In live trading ticks may arrive "out of order".'
def _merge_sort_ticker_data(self):
return pd.concat(self.tickers_data.values()).sort_index().iterrows()
'Subscribes the price handler to a new ticker symbol.'
def subscribe_ticker(self, ticker):
if (ticker not in self.tickers): try: self._open_ticker_price_csv(ticker) dft = self.tickers_data[ticker] row0 = dft.iloc[0] ticker_prices = {'bid': PriceParser.parse(row0['Bid']), 'ask': PriceParser.parse(row0['Ask']), 'timestamp': dft.index[0]} s...
'Obtain all elements of the bar a row of dataframe and return a TickEvent'
def _create_event(self, index, ticker, row):
bid = PriceParser.parse(row['Bid']) ask = PriceParser.parse(row['Ask']) tev = TickEvent(ticker, index, bid, ask) return tev
'Place the next TickEvent onto the event queue.'
def stream_next(self):
try: (index, row) = next(self.tick_stream) except StopIteration: self.continue_backtest = False return ticker = row['Ticker'] tev = self._create_event(index, ticker, row) self._store_event(tev) self.events_queue.put(tev)
'Unsubscribes the price handler from a current ticker symbol.'
def unsubscribe_ticker(self, ticker):
try: self.tickers.pop(ticker, None) self.tickers_data.pop(ticker, None) except KeyError: print(('Could not unsubscribe ticker %s as it was never subscribed.' % ticker))
'Returns the most recent actual timestamp for a given ticker'
def get_last_timestamp(self, ticker):
if (ticker in self.tickers): timestamp = self.tickers[ticker]['timestamp'] return timestamp else: print(('Timestamp for ticker %s is not available from the %s.' % (ticker, self.__class__.__name__))) return None
'Store price event for bid/ask'
def _store_event(self, event):
ticker = event.ticker self.tickers[ticker]['bid'] = event.bid self.tickers[ticker]['ask'] = event.ask self.tickers[ticker]['timestamp'] = event.time
'Returns the most recent bid/ask price for a ticker.'
def get_best_bid_ask(self, ticker):
if (ticker in self.tickers): bid = self.tickers[ticker]['bid'] ask = self.tickers[ticker]['ask'] return (bid, ask) else: print(('Bid/ask values for ticker %s are not available from the PriceHandler.' % ticker)) return (None, None)
'Store price event for closing price and adjusted closing price'
def _store_event(self, event):
ticker = event.ticker self.tickers[ticker]['close'] = event.close_price self.tickers[ticker]['adj_close'] = event.adj_close_price self.tickers[ticker]['timestamp'] = event.time
'Returns the most recent actual (unadjusted) closing price.'
def get_last_close(self, ticker):
if (ticker in self.tickers): close_price = self.tickers[ticker]['close'] return close_price else: print('Close price for ticker %s is not available from the YahooDailyBarPriceHandler.') return None
'Takes the CSV directory, the events queue and a possible list of initial ticker symbols then creates an (optional) list of ticker subscriptions and associated prices.'
def __init__(self, csv_dir, events_queue, init_tickers=None, start_date=None, end_date=None):
self.csv_dir = csv_dir self.events_queue = events_queue self.continue_backtest = True self.tickers = {} self.tickers_data = {} if (init_tickers is not None): for ticker in init_tickers: self.subscribe_ticker(ticker) self.start_date = start_date self.end_date = end_dat...
'Opens the CSV files containing the equities ticks from the specified CSV data directory, converting them into them into a pandas DataFrame, stored in a dictionary.'
def _open_ticker_price_csv(self, ticker):
ticker_path = os.path.join(self.csv_dir, ('%s.csv' % ticker)) self.tickers_data[ticker] = pd.read_csv(ticker_path, names=['Date', 'Open', 'Low', 'High', 'Close', 'Volume', 'OpenInterest'], index_col='Date', parse_dates=True) self.tickers_data[ticker]['Ticker'] = ticker
'Concatenates all of the separate equities DataFrames into a single DataFrame that is time ordered, allowing tick data events to be added to the queue in a chronological fashion. Note that this is an idealised situation, utilised solely for backtesting. In live trading ticks may arrive "out of order".'
def _merge_sort_ticker_data(self):
df = pd.concat(self.tickers_data.values()).sort_index() start = None end = None if (self.start_date is not None): start = df.index.searchsorted(self.start_date) if (self.end_date is not None): end = df.index.searchsorted(self.end_date) if ((start is None) and (end is None)): ...
'Subscribes the price handler to a new ticker symbol.'
def subscribe_ticker(self, ticker):
if (ticker not in self.tickers): try: self._open_ticker_price_csv(ticker) dft = self.tickers_data[ticker] row0 = dft.iloc[0] close = PriceParser.parse(row0['Close']) ticker_prices = {'close': close, 'adj_close': close, 'timestamp': dft.index[0]} ...
'Obtain all elements of the bar from a row of dataframe and return a BarEvent'
def _create_event(self, index, period, ticker, row):
open_price = PriceParser.parse(row['Open']) low_price = PriceParser.parse(row['Low']) high_price = PriceParser.parse(row['High']) close_price = PriceParser.parse(row['Close']) adj_close_price = PriceParser.parse(row['Close']) volume = int(row['Volume']) bev = BarEvent(ticker, index, period, ...
'Place the next BarEvent onto the event queue.'
def stream_next(self):
try: (index, row) = next(self.bar_stream) except StopIteration: self.continue_backtest = False return ticker = row['Ticker'] period = 60 bev = self._create_event(index, period, ticker, row) self._store_event(bev) self.events_queue.put(bev)
'Place the next PriceEvent (BarEvent or TickEvent) onto the event queue.'
def stream_next(self):
if (self.price_event is not None): self._store_event(self.price_event) self.events_queue.put(self.price_event) self.price_event = None
'Takes the CSV directory, the events queue and a possible list of initial ticker symbols then creates an (optional) list of ticker subscriptions and associated prices.'
def __init__(self, csv_dir, events_queue, init_tickers=None, start_date=None, end_date=None, calc_adj_returns=False):
self.csv_dir = csv_dir self.events_queue = events_queue self.continue_backtest = True self.tickers = {} self.tickers_data = {} if (init_tickers is not None): for ticker in init_tickers: self.subscribe_ticker(ticker) self.start_date = start_date self.end_date = end_dat...
'Opens the CSV files containing the equities ticks from the specified CSV data directory, converting them into them into a pandas DataFrame, stored in a dictionary.'
def _open_ticker_price_csv(self, ticker):
ticker_path = os.path.join(self.csv_dir, ('%s.csv' % ticker)) self.tickers_data[ticker] = pd.io.parsers.read_csv(ticker_path, header=0, parse_dates=True, index_col=0, names=('Date', 'Open', 'High', 'Low', 'Close', 'Volume', 'Adj Close')) self.tickers_data[ticker]['Ticker'] = ticker
'Concatenates all of the separate equities DataFrames into a single DataFrame that is time ordered, allowing tick data events to be added to the queue in a chronological fashion. Note that this is an idealised situation, utilised solely for backtesting. In live trading ticks may arrive "out of order".'
def _merge_sort_ticker_data(self):
df = pd.concat(self.tickers_data.values()).sort_index() start = None end = None if (self.start_date is not None): start = df.index.searchsorted(self.start_date) if (self.end_date is not None): end = df.index.searchsorted(self.end_date) df['colFromIndex'] = df.index df = df.so...
'Subscribes the price handler to a new ticker symbol.'
def subscribe_ticker(self, ticker):
if (ticker not in self.tickers): try: self._open_ticker_price_csv(ticker) dft = self.tickers_data[ticker] row0 = dft.iloc[0] close = PriceParser.parse(row0['Close']) adj_close = PriceParser.parse(row0['Adj Close']) ticker_prices = {'...
'Obtain all elements of the bar from a row of dataframe and return a BarEvent'
def _create_event(self, index, period, ticker, row):
open_price = PriceParser.parse(row['Open']) high_price = PriceParser.parse(row['High']) low_price = PriceParser.parse(row['Low']) close_price = PriceParser.parse(row['Close']) adj_close_price = PriceParser.parse(row['Adj Close']) volume = int(row['Volume']) bev = BarEvent(ticker, index, p...
'Store price event for closing price and adjusted closing price'
def _store_event(self, event):
ticker = event.ticker if self.calc_adj_returns: prev_adj_close = (self.tickers[ticker]['adj_close'] / float(PriceParser.PRICE_MULTIPLIER)) cur_adj_close = (event.adj_close_price / float(PriceParser.PRICE_MULTIPLIER)) self.tickers[ticker]['adj_close_ret'] = ((cur_adj_close / prev_adj_clos...
'Place the next BarEvent onto the event queue.'
def stream_next(self):
try: (index, row) = next(self.bar_stream) except StopIteration: self.continue_backtest = False return ticker = row['Ticker'] period = 86400 bev = self._create_event(index, period, ticker, row) self._store_event(bev) self.events_queue.put(bev)
'Place the next PriceEvent (BarEvent or TickEvent) onto the event queue.'
def stream_next(self):
try: price_event = next(self.price_event_iterator) except StopIteration: self.continue_backtest = False return except (EmptyTickEvent, EmptyBarEvent): return self._store_event(price_event) self.events_queue.put(price_event)
'Obtain all elements of the bar from a row of dataframe and return a BarEvent'
def _create_event(self, index, period, ticker, row):
try: open_price = PriceParser.parse(row['Open']) high_price = PriceParser.parse(row['High']) low_price = PriceParser.parse(row['Low']) close_price = PriceParser.parse(row['Close']) adj_close_price = PriceParser.parse(row['Adj Close']) volume = int(row['Volume']) ...
'Obtain all elements of the bar a row of dataframe and return a TickEvent'
def _create_event(self, index, ticker, row):
try: bid = PriceParser.parse(row['Bid']) ask = PriceParser.parse(row['Ask']) tev = TickEvent(ticker, index, bid, ask) return tev except ValueError: raise EmptyTickEvent(("row %s %s %s can't be convert to TickEvent" % (index, ticker, row)))
'Takes the the events queue, ticker and Pandas DataFrame'
def __init__(self, df, ticker):
self.data = df self.ticker = ticker self.tickers_lst = [ticker] self._itr_bar = self.data.iterrows()
'Takes the the events queue, ticker and Pandas DataFrame'
def __init__(self, df, period, ticker):
self.data = df self.period = period self.ticker = ticker self.tickers_lst = [ticker] self._itr_bar = self.data.iterrows()
'This TestPositionSizer object simply modifies the quantity to be 100 of any share transacted.'
@abstractmethod def size_order(self, portfolio, initial_order):
raise NotImplementedError('Should implement size_order()')
'This NaivePositionSizer object follows all suggestions from the initial order without modification. Useful for testing simpler strategies that do not reside in a larger risk-managed portfolio.'
def size_order(self, portfolio, initial_order):
return initial_order
'This FixedPositionSizer object simply modifies the quantity to be 100 of any share transacted.'
def size_order(self, portfolio, initial_order):
initial_order.quantity = self.default_quantity return initial_order
'Size the order to reflect the dollar-weighting of the current equity account size based on pre-specified ticker weights.'
def size_order(self, portfolio, initial_order):
ticker = initial_order.ticker if (initial_order.action == 'EXIT'): cur_quantity = portfolio.positions[ticker].quantity if (cur_quantity > 0): initial_order.action = 'SLD' initial_order.quantity = cur_quantity else: initial_order.action = 'BOT' ...
'The PortfolioHandler is designed to interact with the backtesting or live trading overall event-driven architecture. It exposes two methods, on_signal and on_fill, which handle how SignalEvent and FillEvent objects are dealt with. Each PortfolioHandler contains a Portfolio object, which stores the actual Position obje...
def __init__(self, initial_cash, events_queue, price_handler, position_sizer, risk_manager):
self.initial_cash = initial_cash self.events_queue = events_queue self.price_handler = price_handler self.position_sizer = position_sizer self.risk_manager = risk_manager self.portfolio = Portfolio(price_handler, initial_cash)
'Take a SignalEvent object and use it to form a SuggestedOrder object. These are not OrderEvent objects, as they have yet to be sent to the RiskManager object. At this stage they are simply "suggestions" that the RiskManager will either verify, modify or eliminate.'
def _create_order_from_signal(self, signal_event):
if (signal_event.suggested_quantity is None): quantity = 0 else: quantity = signal_event.suggested_quantity order = SuggestedOrder(signal_event.ticker, signal_event.action, quantity=quantity) return order
'Once the RiskManager has verified, modified or eliminated any order objects, they are placed onto the events queue, to ultimately be executed by the ExecutionHandler.'
def _place_orders_onto_queue(self, order_list):
for order_event in order_list: self.events_queue.put(order_event)
'Upon receipt of a FillEvent, the PortfolioHandler converts the event into a transaction that gets stored in the Portfolio object. This ensures that the broker and the local portfolio are "in sync". In addition, for backtesting purposes, the portfolio value can be reasonably estimated in a realistic manner, simply by m...
def _convert_fill_to_portfolio_update(self, fill_event):
action = fill_event.action ticker = fill_event.ticker quantity = fill_event.quantity price = fill_event.price commission = fill_event.commission self.portfolio.transact_position(action, ticker, quantity, price, commission)
'This is called by the backtester or live trading architecture to form the initial orders from the SignalEvent. These orders are sized by the PositionSizer object and then sent to the RiskManager to verify, modify or eliminate. Once received from the RiskManager they are converted into full OrderEvent objects and sent ...
def on_signal(self, signal_event):
initial_order = self._create_order_from_signal(signal_event) sized_order = self.position_sizer.size_order(self.portfolio, initial_order) order_events = self.risk_manager.refine_orders(self.portfolio, sized_order) self._place_orders_onto_queue(order_events)
'This is called by the backtester or live trading architecture to take a FillEvent and update the Portfolio object with new or modified Positions. In a backtesting environment these FillEvents will be simulated by a model representing the execution, whereas in live trading they will come directly from a brokerage (such...
def on_fill(self, fill_event):
self._convert_fill_to_portfolio_update(fill_event)
'Update the portfolio to reflect current market value as based on last bid/ask of each ticker.'
def update_portfolio_value(self):
self.portfolio._update_portfolio()
'Set up the backtest variables according to what has been passed in.'
def __init__(self, config, strategy, tickers, equity, start_date, end_date, events_queue, session_type='backtest', end_session_time=None, price_handler=None, portfolio_handler=None, compliance=None, position_sizer=None, execution_handler=None, risk_manager=None, statistics=None, sentiment_handler=None, title=None, benc...
self.config = config self.strategy = strategy self.tickers = tickers self.equity = PriceParser.parse(equity) self.start_date = start_date self.end_date = end_date self.events_queue = events_queue self.price_handler = price_handler self.portfolio_handler = portfolio_handler self.c...
'Initialises the necessary classes used within the session.'
def _config_session(self):
if ((self.price_handler is None) and (self.session_type == 'backtest')): self.price_handler = YahooDailyCsvBarPriceHandler(self.config.CSV_DATA_DIR, self.events_queue, self.tickers, start_date=self.start_date, end_date=self.end_date) if (self.position_sizer is None): self.position_sizer = FixedP...
'Carries out an infinite while loop that polls the events queue and directs each event to either the strategy component of the execution handler. The loop continue until the event queue has been emptied.'
def _run_session(self):
if (self.session_type == 'backtest'): print('Running Backtest...') else: print(('Running Realtime Session until %s' % self.end_session_time)) while self._continue_loop_condition(): try: event = self.events_queue.get(False) except queue.Empty: ...
'Runs either a backtest or live session, and outputs performance when complete.'
def start_trading(self, testing=False):
self._run_session() results = self.statistics.get_results() print('---------------------------------') print('Backtest complete.') print(('Sharpe Ratio: %0.2f' % results['sharpe'])) print(('Max Drawdown: %0.2f%%' % (results['max_drawdown_pct'] * 100.0))) if (not testing): ...
'Purchase/sell multiple lots of AMZN, GOOG at various prices/commissions to ensure the arithmetic in calculating equity, drawdowns and sharpe ratio is correct.'
def test_calculating_statistics(self):
price_handler = PriceHandlerMock() self.portfolio = Portfolio(price_handler, PriceParser.parse(500000.0)) portfolio_handler = PortfolioHandlerMock(self.portfolio) statistics = SimpleStatistics(self.config, portfolio_handler) self.assertEqual(PriceParser.display(statistics.equity[0]), 500000.0) s...
'This PositionSizerMock object simply modifies the quantity to be 100 of any share transacted.'
def size_order(self, portfolio, initial_order):
initial_order.quantity = 100 return initial_order
'This RiskManagerMock object simply lets the sized order through, creates the corresponding OrderEvent object and adds it to a list.'
def refine_orders(self, portfolio, sized_order):
order_event = OrderEvent(sized_order.ticker, sized_order.action, sized_order.quantity) return [order_event]
'Set up the PortfolioHandler object supplying it with $500,000.00 USD in initial cash.'
def setUp(self):
initial_cash = Decimal('500000.00') events_queue = queue.Queue() price_handler = PriceHandlerMock() position_sizer = PositionSizerMock() risk_manager = RiskManagerMock() self.portfolio_handler = PortfolioHandler(initial_cash, events_queue, price_handler, position_sizer, risk_manager)
'Tests the "_create_order_from_signal" method as a basic sanity check.'
def test_create_order_from_signal_basic_check(self):
signal_event = SignalEvent('MSFT', 'BOT') order = self.portfolio_handler._create_order_from_signal(signal_event) self.assertEqual(order.ticker, 'MSFT') self.assertEqual(order.action, 'BOT') self.assertEqual(order.quantity, 0)
'Tests the "_place_orders_onto_queue" method as a basic sanity check.'
def test_place_orders_onto_queue_basic_check(self):
order = OrderEvent('MSFT', 'BOT', 100) order_list = [order] self.portfolio_handler._place_orders_onto_queue(order_list) ret_order = self.portfolio_handler.events_queue.get() self.assertEqual(ret_order.ticker, 'MSFT') self.assertEqual(ret_order.action, 'BOT') self.assertEqual(ret_order.quanti...
'Tests the "_convert_fill_to_portfolio_update" method as a basic sanity check.'
def test_convert_fill_to_portfolio_update_basic_check(self):
fill_event_buy = FillEvent(datetime.datetime.utcnow(), 'MSFT', 'BOT', 100, 'ARCA', Decimal('50.25'), Decimal('1.00')) self.portfolio_handler._convert_fill_to_portfolio_update(fill_event_buy) port = self.portfolio_handler.portfolio self.assertEqual(port.cur_cash, Decimal('494974.00')) fill_event_sell...
'Tests the "on_signal" method as a basic sanity check.'
def test_on_signal_basic_check(self):
signal_event = SignalEvent('MSFT', 'BOT') self.portfolio_handler.on_signal(signal_event) ret_order = self.portfolio_handler.events_queue.get() self.assertEqual(ret_order.ticker, 'MSFT') self.assertEqual(ret_order.action, 'BOT') self.assertEqual(ret_order.quantity, 100)
'Set up the Position object that will store the PnL.'
def setUp(self):
self.position = Position('BOT', 'XOM', 100, PriceParser.parse(74.78), PriceParser.parse(1.0), PriceParser.parse(74.78), PriceParser.parse(74.8))
'After the subsequent purchase, carry out two more buys/longs and then close the position out with two additional sells/shorts. The following prices have been tested against those calculated via Interactive Brokers\' Trader Workstation (TWS).'
def test_calculate_round_trip(self):
self.position.transact_shares('BOT', 100, PriceParser.parse(74.63), PriceParser.parse(1.0)) self.position.transact_shares('BOT', 250, PriceParser.parse(74.62), PriceParser.parse(1.25)) self.position.transact_shares('SLD', 200, PriceParser.parse(74.58), PriceParser.parse(1.0)) self.position.transact_shar...
'After the subsequent sale, carry out two more sells/shorts and then close the position out with two additional buys/longs. The following prices have been tested against those calculated via Interactive Brokers\' Trader Workstation (TWS).'
def test_calculate_round_trip(self):
self.position.transact_shares('SLD', 100, PriceParser.parse(77.68), PriceParser.parse(1.0)) self.position.transact_shares('SLD', 50, PriceParser.parse(77.7), PriceParser.parse(1.0)) self.position.transact_shares('BOT', 100, PriceParser.parse(77.77), PriceParser.parse(1.0)) self.position.transact_shares(...
'Set up the Portfolio object that will store the collection of Position objects, supplying it with $500,000.00 USD in initial cash.'
def setUp(self):
ph = PriceHandlerMock() cash = PriceParser.parse(500000.0) self.portfolio = Portfolio(ph, cash)
'Purchase/sell multiple lots of AMZN and GOOG at various prices/commissions to check the arithmetic and cost handling.'
def test_calculate_round_trip(self):
self.portfolio.transact_position('BOT', 'AMZN', 100, PriceParser.parse(566.56), PriceParser.parse(1.0)) self.portfolio.transact_position('BOT', 'AMZN', 200, PriceParser.parse(566.395), PriceParser.parse(1.0)) self.portfolio.transact_position('BOT', 'GOOG', 200, PriceParser.parse(707.5), PriceParser.parse(1....
'Set up the PriceHandler object with a small set of initial tickers.'
def setUp(self):
self.config = settings.TEST fixtures_path = self.config.CSV_DATA_DIR events_queue = queue.Queue() init_tickers = ['GOOG', 'AMZN', 'MSFT'] self.price_handler = HistoricCSVTickPriceHandler(fixtures_path, events_queue, init_tickers)
'The initialisation of the class will open the three test CSV files, then merge and sort them. They will then be stored in a member "tick_stream". This will be used for streaming the ticks.'
def test_stream_all_ticks(self):
self.price_handler.stream_next() self.assertEqual(self.price_handler.tickers['GOOG']['timestamp'].strftime('%d-%m-%Y %H:%M:%S.%f'), '01-02-2016 00:00:01.358000') self.assertEqual(PriceParser.display(self.price_handler.tickers['GOOG']['bid'], 5), 683.56) self.assertEqual(PriceParser.display(self.pr...
'Tests the \'subscribe_ticker\' and \'unsubscribe_ticker\' methods, and check that they raise exceptions when appropriate.'
def test_subscribe_unsubscribe(self):
try: self.price_handler.subscribe_ticker('GOOG') except Exception as E: self.fail(('subscribe_ticker() raised %s unexpectedly' % E)) self.assertTrue(('GOOG' in self.price_handler.tickers)) self.assertTrue(('GOOG' in self.price_handler.tickers_data)) self.price_handler.unsubs...
'Tests that the \'get_best_bid_ask\' method produces the correct values depending upon validity of ticker.'
def test_get_best_bid_ask(self):
(bid, ask) = self.price_handler.get_best_bid_ask('AMZN') self.assertEqual(PriceParser.display(bid, 5), 502.10001) self.assertEqual(PriceParser.display(ask, 5), 502.11999) (bid, ask) = self.price_handler.get_best_bid_ask('C')
'Tests that the position sizer will open up new positions with the correct weights.'
def test_will_add_positions(self):
order_a = SuggestedOrder('AAA', 'BOT', 0) order_b = SuggestedOrder('BBB', 'BOT', 0) sized_a = self.position_sizer.size_order(self.portfolio, order_a) sized_b = self.position_sizer.size_order(self.portfolio, order_b) self.assertEqual(sized_a.action, 'BOT') self.assertEqual(sized_b.action, 'BOT') ...
'Ensure positions will be liquidated completely when asked. Include a long & a short.'
def test_will_liquidate_positions(self):
self.portfolio._add_position('BOT', 'AAA', 100, PriceParser.parse(60.0), 0.0) self.portfolio._add_position('BOT', 'BBB', (-100), PriceParser.parse(60.0), 0.0) exit_a = SuggestedOrder('AAA', 'EXIT', 0) exit_b = SuggestedOrder('BBB', 'EXIT', 0) sized_a = self.position_sizer.size_order(self.portfolio, ...
'Determine if the current day is at the end of the month.'
def _end_of_month(self, cur_time):
cur_day = cur_time.day end_day = calendar.monthrange(cur_time.year, cur_time.month)[1] return (cur_day == end_day)
'Create a dictionary with each ticker as a key, with a boolean value depending upon whether the ticker has been "invested" yet. This is necessary to avoid sending a liquidation signal on the first allocation.'
def _create_invested_list(self):
tickers_invested = {ticker: False for ticker in self.tickers} return tickers_invested
'For a particular received BarEvent, determine whether it is the end of the month (for that bar) and generate a liquidation signal, as well as a purchase signal, for each ticker.'
def calculate_signals(self, event):
if ((event.type in [EventType.BAR, EventType.TICK]) and self._end_of_month(event.time)): ticker = event.ticker if self.tickers_invested[ticker]: liquidate_signal = SignalEvent(ticker, 'EXIT') self.events_queue.put(liquidate_signal) long_signal = SignalEvent(ticker, 'B...
'Set up configuration.'
def setUp(self):
self.config = settings.TEST self.testing = True
'Test buy_and_hold Begins at 2000-01-01 00:00:00 End at 2014-01-01 00:00:00'
def test_buy_and_hold_backtest(self):
tickers = ['SPY'] filename = os.path.join(settings.TEST.OUTPUT_DIR, 'buy_and_hold_backtest.pkl') results = examples.buy_and_hold_backtest.run(self.config, self.testing, tickers, filename) for (key, expected) in [('sharpe', 0.25234757), ('max_drawdown_pct', 0.79589309)]: value = float(results[key...
'Test moving average crossover backtest Begins at 2000-01-01 00:00:00 End at 2014-01-01 00:00:00'
def test_moving_average_cross_backtest(self):
tickers = ['AAPL', 'SPY'] filename = os.path.join(settings.TEST.OUTPUT_DIR, 'mac_backtest.pkl') results = examples.moving_average_cross_backtest.run(self.config, self.testing, tickers, filename) self.assertAlmostEqual(float(results['sharpe']), 0.643009566)
'Test monthly liquidation & rebalance strategy.'
def test_monthly_liquidate_rebalance_backtest(self):
tickers = ['SPY', 'AGG'] filename = os.path.join(settings.TEST.OUTPUT_DIR, 'monthly_liquidate_rebalance_backtest.pkl') results = examples.monthly_liquidate_rebalance_backtest.run(self.config, self.testing, tickers, filename) self.assertAlmostEqual(float(results['sharpe']), 0.2710491397280638)
'virtual method.'
def start(self, addr, port):
self._socket = socket.socket() self._socket.bind((addr, port)) self._socket.listen(10) KBEngine.registerReadFileDescriptor(self._socket.fileno(), self.onRecv)
''
def processData(self, sock, datas):
pass
'KBEngine method. 䜿甚addTimer后 圓时闎到蟟则该接口被调甚 @param id : addTimer 的返回倌ID @param userArg : addTimer 最后䞀䞪参数所给入的数据'
def onTimer(self, id, userArg):
DEBUG_MSG(id, userArg)
'KBEngine method. 该entity被正匏激掻䞺可䜿甚 歀时entity已经建立了client对应实䜓 可以圚歀创建它的 cell郚分。'
def onEntitiesEnabled(self):
INFO_MSG(('account[%i] entities enable. mailbox:%s' % (self.id, self.client)))
'KBEngine method.'
def onLogOnAttempt(self, ip, port, password):
INFO_MSG(ip, port, password) return KBEngine.LOG_ON_ACCEPT
'KBEngine method.'
def onClientDeath(self):
DEBUG_MSG(('Account[%i].onClientDeath:' % self.id)) self.destroy()
''
def __init__(self, uid, filename):
ClusterControllerHandler.__init__(self, uid) self.filename = filename
''
def do(self):
self.queryAllInterfaces(MACHINES_ADDRESS, MACHINES_QUERY_ATTEMPT_COUNT, MACHINES_QUERY_WAIT_TIME) cper = configparser.ConfigParser() for i in range(COMPONENT_END_TYPE): if (i in self.VALIDATE_CT): cper.add_section(COMPONENT_NAME[i]) t2c = ([0] * len(COMPONENT_NAME)) vt = '%s, ...
''
def __init__(self, uid, filename):
ClusterControllerHandler.__init__(self, uid) self.filename = filename
''
def do(self):
cper = configparser.ConfigParser() cper.read(filename) expectCount = ([0] * COMPONENT_END_TYPE) SIGNLE_CT = [DBMGR_TYPE, BASEAPPMGR_TYPE, CELLAPPMGR_TYPE, INTERFACES_TYPE, LOGGER_TYPE] for ct in SIGNLE_CT: secName = COMPONENT_NAME[ct] optName = 'item_1' if cper.has_option(sec...
''
def __init__(self, uid, machineIP):
ClusterControllerHandler.__init__(self, uid) self.machineIP = machineIP
''
def do(self):
for ct in self.VALIDATE_CT: secName = COMPONENT_NAME[ct] cid = self.makeCID(ct) gus = self.makeGUS(ct) print ("run '%s' in '%s', uid = %s, cid = %s, gus = %s" % (secName, self.machineIP, self.uid, cid, gus)) self.startServer(ct, cid, gus, s...
''
def __init__(self, componentType):
ServerApp.ServerApp.__init__(self) self.registerMsg(CONSOLE_PROFILECB_MSGID, self.onSpaceViewerMsg) self.SpaceViewerData = [] self.componentType = componentType assert (componentType in CMD_ID_querySpaceViewer)