{ "statutory_basis": "Regulation (EU) 2024/1689 Article 99 (Penalties and Administrative Fines)", "currency": "EUR", "tiers": [ { "tier": "TIER_1_PROHIBITED_AI", "legal_basis": "Article 99(3)", "scope": "Infringement of the prohibition of the AI practices referred to in Article 5", "maximum_fine_eur": 35000000, "maximum_turnover_pct": 7.0, "turnover_basis": "Total worldwide annual turnover of the preceding financial year", "applicable_articles": ["Article 5(1)(a)", "Article 5(1)(b)", "Article 5(1)(c)", "Article 5(1)(d)", "Article 5(1)(e)", "Article 5(1)(f)", "Article 5(1)(g)", "Article 5(1)(h)"] }, { "tier": "TIER_2_HIGH_RISK_OBLIGATIONS", "legal_basis": "Article 99(4)", "scope": "Non-compliance of the AI system with any requirement of Chapter III or obligations on providers/deployers", "maximum_fine_eur": 15000000, "maximum_turnover_pct": 3.0, "turnover_basis": "Total worldwide annual turnover of the preceding financial year", "applicable_articles": ["Article 9", "Article 10", "Article 11", "Article 12", "Article 13", "Article 14", "Article 15", "Article 16", "Article 26"] }, { "tier": "TIER_3_MISINFORMATION_NOTIFICATION", "legal_basis": "Article 99(5)", "scope": "Supply of incorrect, incomplete or misleading information to notified bodies and national competent authorities", "maximum_fine_eur": 7500000, "maximum_turnover_pct": 1.5, "turnover_basis": "Total worldwide annual turnover of the preceding financial year", "applicable_articles": ["Article 21", "Article 22", "Article 74"] }, { "tier": "TIER_SME_SPECIAL_CAP", "legal_basis": "Article 99(6)", "scope": "Fines on SMEs including startups shall be subject to the lower of the two amounts specified in Tiers 1-3", "rule": "min(fixed_amount, turnover_percentage)" } ] }