| ==Phrack Magazine== |
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| Volume Five, Issue Forty-Five, File 10 of 28 |
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| **************************************************************************** |
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| [NOTE: This file was retyped from an anonymous photocopied submission. The |
| authenticity of it was not verified.] |
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| Security Guidelines |
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|
| This handbook is designed to introduce you to some of the basic |
| security principles and procedures with which all NSA employees must comply. |
| It highlights some of your security responsibilities, and provides guidelines |
| for answering questions you may be asked concerning your association with this |
| Agency. Although you will be busy during the forthcoming weeks learning your |
| job, meeting co-workers, and becoming accustomed to a new work environment, you |
| are urged to become familiar with the security information contained in this |
| handbook. Please note that a listing of telephone numbers is provided at the |
| end of this handbook should you have any questions or concerns. |
|
|
| Introduction |
|
|
| In joining NSA you have been given an opportunity to participate in the |
| activities of one of the most important intelligence organizations of the United |
| States Government. At the same time, you have also assumed a trust which |
| carries with it a most important individual responsibility--the safeguarding of |
| sensitive information vital to the security of our nation. |
|
|
| While it is impossible to estimate in actual dollars and cents the value of the |
| work being conducted by this Agency, the information to which you will have |
| access at NSA is without question critically important to the defense of the |
| United States. Since this information may be useful only if it is kept secret, |
| it requires a very special measure of protection. The specific nature of this |
| protection is set forth in various Agency security regulations and directives. |
| The total NSA Security Program, however, extends beyond these regulations. It |
| is based upon the concept that security begins as a state of mind. The program |
| is designed to develop an appreciation of the need to protect information vital |
| to the national defense, and to foster the development of a level of awareness |
| which will make security more than routine compliance with regulations. |
|
|
| At times, security practices and procedures cause personal inconvenience. They |
| take time and effort and on occasion may make it necessary for you to |
| voluntarily forego some of your usual personal perogatives. But your |
| compensation for the inconvenience is the knowledge that the work you are |
| accomplishing at NSA, within a framework of sound security practices, |
| contributes significantly to the defense and continued security of the United |
| States of America. |
|
|
| I extend to you my very best wishes as you enter upon your chosen career or |
| assignment with NSA. |
|
|
| Philip T. Pease |
| Director of Security |
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|
|
|
| INITIAL SECURITY RESPONSIBILITIES |
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|
| Anonymity |
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|
| Perhaps one of the first security practices with which new NSA personnel should |
| become acquainted is the practice of anonymity. In an open society such as ours, |
| this practice is necessary because information which is generally available to |
| the public is available also to hostile intelligence. Therefore, the Agency |
| mission is best accomplished apart from public attention. Basically, anonymity |
| means that NSA personnel are encouraged not to draw attention to themselves nor |
| to their association with this Agency. NSA personnel are also cautioned neither |
| to confirm nor deny any specific questions about NSA activities directed to them |
| by individuals not affiliated with the Agency. |
|
|
| The ramifications of the practice of anonymity are rather far reaching, and its |
| success depends on the cooperation of all Agency personnel. Described below you |
| will find some examples of situations that you may encounter concerning your |
| employment and how you should cope with them. Beyond the situations cited, your |
| judgement and discretion will become the deciding factors in how you respond to |
| questions about your employment. |
|
|
| Answering Questions About Your Employment |
|
|
| Certainly, you may tell your family and friends that you are employed at or |
| assigned to the National Security Agency. There is no valid reason to deny them |
| this information. However, you may not disclose to them any information |
| concerning specific aspects of the Agency's mission, activities, and |
| organization. You should also ask them not to publicize your association with |
| NSA. |
|
|
| Should strangers or casual acquaintances question you about your place of |
| employment, an appropriate reply would be that you work for the Department of |
| Defense. If questioned further as to where you are employed within the |
| Department of Defense, you may reply, "NSA." When you inform someone that you |
| work for NSA (or the Department of Defense) you may expect that the next |
| question will be, "What do you do?" It is a good idea to anticipate this |
| question and to formulate an appropriate answer. Do not act mysteriously about |
| your employment, as that would only succeed in drawing more attention to |
| yourself. |
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|
| If you are employed as a secretary, engineer, computer scientist, or in a |
| clerical, administrative, technical, or other capacity identifiable by a general |
| title which in no way indicates how your talents are being applied to the |
| mission of the Agency, it is suggested that you state this general title. If |
| you are employed as a linguist, you may say that you are a linguist, if |
| necessary. However, you should not indicate the specific language(s) with which |
| you are involved. |
|
|
| The use of service specialty titles which tend to suggest or reveal the nature of |
| the Agency's mission or specific aspects of their work. These professional |
| titles, such as cryptanalyst, signals collection officer, and intelligence |
| research analyst, if given verbatim to an outsider, would likely generate |
| further questions which may touch upon the classified aspects of your work. |
| Therefore, in conversation with outsiders, it is suggested that such job titles |
| be generalized. For example, you might indicate that you are a "research |
| analyst." You may not, however, discuss the specific nature of your analytic |
| work. |
|
|
| Answering Questions About Your Agency Training |
|
|
| During your career or assignment at NSA, there is a good chance that you will |
| receive some type of job-related training. In many instances the nature of the |
| training is not classified. However, in some situations the specialized |
| training you receive will relate directly to sensitive Agency functions. In |
| such cases, the nature of this training may not be discussed with persons |
| outside of this Agency. |
|
|
| If your training at the Agency includes language training, your explanation for |
| the source of your linguistic knowledge should be that you obtained it while |
| working for the Department of Defense. |
|
|
| You Should not draw undue attention to your language abilities, and you may not |
| discuss how you apply your language skill at the Agency. |
|
|
| If you are considering part-time employment which requires the use of language |
| or technical skills similar to those required for the performance of your NSA |
| assigned duties, you must report (in advance) the anticipated part-time work |
| through your Staff Security Officer (SSO) to the Office of Security's Clearance |
| Division (M55). |
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|
| Verifying Your Employment |
|
|
| On occasion, personnel must provide information concerning their employment to |
| credit institutions in connection with various types of applications for credit. |
| In such situations you may state, if you are a civilian employee, that you are |
| employed by NSA and indicate your pay grade or salary. Once again, generalize |
| your job title. If any further information is desired by persons or firms with |
| whom you may be dealing, instruct them to request such information by |
| correspondence addressed to: Director of Civilian Personnel, National Security |
| Agency, Fort George G. Meade, Maryland 20755-6000. Military personnel should |
| use their support group designator and address when indicating their current |
| assignment. |
|
|
| If you contemplate leaving NSA for employment elsewhere, you may be required to |
| submit a resume/job application, or to participate in extensive employment |
| interviews. In such circumstances, you should have your resume reviewed by the |
| Classification Advisory Officer (CAO) assigned to your organization. Your CAO |
| will ensure that any classified operational details of your duties have been |
| excluded and will provide you with an unclassified job description. Should you |
| leave the Agency before preparing such a resume, you may develop one and send it |
| by registered mail to the NSA/CSS Information Policy Division (Q43) for review. |
| Remember, your obligation to protect sensitive Agency information extends |
| beyond your employment at NSA. |
|
|
| The Agency And Public News Media |
|
|
| From time to time you may find that the agency is the topic of reports or |
| articles appearing in public news media--newspapers, magazines, books, radio |
| and TV. The NSA/CSS Information Policy Division (Q43) represents the Agency in |
| matters involving the press and other media. This office serves at the |
| Agency's official media center and is the Director's liaison office for public |
| relations, both in the community and with other government agencies. The |
| Information Policy Division must approve the release of all information for and |
| about NSA, its mission, activities, and personnel. In order to protect the |
| aspects of Agency operations, NSA personnel must refrain from either confirming |
| or denying any information concerning the Agency or its activities which may |
| appear in the public media. If you are asked about the activities of NSA, the |
| best response is "no comment." You should the notify Q43 of the attempted |
| inquiry. For the most part, public references to NSA are based upon educated |
| guesses. The Agency does not normally make a practice of issuing public |
| statements about its activities. |
|
|
| GENERAL RESPONSIBILITIES |
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|
| Espionage And Terrorism |
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|
| During your security indoctrination and throughout your NSA career you will |
| become increasingly aware of the espionage and terrorist threat to the United |
| States. Your vigilance is the best single defense in protecting NSA |
| information, operations, facilities and people. Any information that comes to |
| your attention that suggests to you the existence of, or potential for, |
| espionage or terrorism against the U.S. or its allies must be promptly reported |
| by you to the Office of Security. |
|
|
| There should be no doubt in your mind about the reality of the threats. You |
| are now affiliated with the most sensitive agency in government and are |
| expected to exercise vigilance and common sense to protect NSA against these |
| threats. |
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|
| Classification |
|
|
| Originators of correspondence, communications, equipment, or documents within |
| the Agency are responsible for ensuring that the proper classification, |
| downgrading information and, when appropriate, proper caveat notations are |
| assigned to such material. (This includes any handwritten notes which contain |
| classified information). The three levels of classification are Confidential, |
| Secret and Top Secret. The NSA Classification Manual should be used as |
| guidance in determining proper classification. If after review of this document |
| you need assistance, contact the Classification Advisory Officer (CAO) assigned |
| to your organization, or the Information Policy Division (Q43). |
|
|
| Need-To-Know |
|
|
| Classified information is disseminated only on a strict "need-to-know" basis. |
| The "need-to-know" policy means that classified information will be |
| disseminated only to those individuals who, in addition to possessing a proper |
| clearance, have a requirement to know this information in order to perform |
| their official duties (need-to-know). No person is entitled to classified |
| information solely by virtue of office, position, rank, or security clearance. |
|
|
| All NSA personnel have the responsibility to assert the "need-to-know" policy |
| as part of their responsibility to protect sensitive information. |
| Determination of "need-to-know" is a supervisory responsibility. This means |
| that if there is any doubt in your mind as to an individual's "need-to-know," |
| you should always check with your supervisor before releasing any classified |
| material under your control. |
|
|
| For Official Use Only |
|
|
| Separate from classified information is information or material marked "FOR |
| OFFICIAL USE ONLY" (such as this handbook). This designation is used to |
| identify that official information or material which, although unclassified, is |
| exempt from the requirement for public disclosure of information concerning |
| government activities and which, for a significant reason, should not be given |
| general circulation. Each holder of "FOR OFFICAL USE ONLY" (FOUO) information |
| or material is authorized to disclose such information or material to persons |
| in other departments or agencies of the Executive and Judicial branches when it |
| is determined that the information or material is required to carry our a |
| government function. The recipient must be advised that the information or |
| material is not to be disclosed to the general public. Material which bears |
| the "FOR OFFICIAL USE ONLY" caveat does not come under the regulations |
| governing the protection of classified information. The unauthorized |
| disclosure of information marked "FOR OFFICIAL USE ONLY" does not constitute an |
| unauthorized disclosure of classified defense information. However, Department |
| of Defense and NSA regulations prohibit the unauthorized disclosure of |
| information designated "FOR OFFICIAL USE ONLY." Appropriate administrative |
| action will be taken to determine responsibility and to apply corrective and/or |
| disciplinary measures in cases of unauthorized disclosure of information which |
| bears the "FOR OFFICIAL USE ONLY" caveat. Reasonable care must be exercised in |
| limiting the dissemination of "FOR OFFICIAL USE ONLY" information. While you |
| may take this handbook home for further study, remember that is does contain |
| "FOR OFFICIAL USE ONLY" information which should be protected. |
|
|
| Prepublication Review |
|
|
| All NSA personnel (employees, military assignees, and contractors) must submit |
| for review any planned articles, books, speeches, resumes, or public statements |
| that may contain classified, classifiable, NSA-derived, or unclassified |
| protected information, e.g., information relating to the organization, mission, |
| functions, or activities of NSA. Your obligation to protect this sensitive |
| information is a lifetime one. Even when you resign, retire, or otherwise end |
| your affiliation with NSA, you must submit this type of material for |
| prepublication review. For additional details, contact the Information Policy |
| Division (Q43) for an explanation of prepublication review procedures. |
|
|
| Personnel Security Responsibilities |
|
|
| Perhaps you an recall your initial impression upon entering an NSA facility. |
| Like most people, you probably noticed the elaborate physical security |
| safeguards--fences, concrete barriers, Security Protective Officers, |
| identification badges, etc. While these measures provide a substantial degree |
| of protection for the information housed within our buildings, they represent |
| only a portion of the overall Agency security program. In fact, vast amounts |
| of information leave our facilities daily in the minds of NSA personnel, and |
| this is where our greatest vulnerability lies. Experience has indicated that |
| because of the vital information we work with at NSA, Agency personnel may |
| become potential targets for hostile intelligence efforts. Special safeguards |
| are therefore necessary to protect our personnel. |
|
|
| Accordingly, the Agency has an extensive personnel security program which |
| establishes internal policies and guidelines governing employee conduct and |
| activities. These policies cover a variety of topics, all of which are |
| designed to protect both you and the sensitive information you will gain |
| through your work at NSA. |
|
|
| Association With Foreign Nationals |
|
|
| As a member of the U.S. Intelligence Community and by virtue of your access to |
| sensitive information, you are a potential target for hostile intelligence |
| activities carried out by or on behalf of citizens of foreign |
| countries. A policy concerning association with foreign nationals has been |
| established by the Agency to minimize the likelihood that its personnel might |
| become subject to undue influence or duress or targets of hostile activities |
| through foreign relationships. |
|
|
| As an NSA affiliate, you are prohibited from initiating or maintaining |
| associations (regardless of the nature and degree) with citizens or officials |
| of communist-controlled, or other countries which pose a significant threat to |
| the security of the United States and its interests. A comprehensive list of |
| these designated countries is available from your Staff Security Officer or the |
| Security Awareness Division. Any contact with citizens of these countries, no |
| matter how brief or seemingly innocuous, must be reported as soon as possible |
| to your Staff Security Officer (SSO). (Individuals designated as Staff |
| Security Officers are assigned to every organization; a listing of Staff |
| Security Officers can be found at the back of this handbook). |
|
|
| Additionally, close and continuing associations with any non-U.S. citizens which |
| are characterized by ties of kinship, obligation, or affection are prohibited. |
| A waiver to this policy may be granted only under the most exceptional |
| circumstances when there is a truly compelling need for an individual's |
| services or skills and the security risk is negligible. |
|
|
| In particular, a waiver must be granted in advance of a marriage to or |
| cohabitation with a foreign national in order to retain one's access to NSA |
| information. Accordingly, any intent to cohabitate with or marry a non-U.S. |
| citizen must be reported immediately to your Staff Security Officer. If a |
| waiver is granted, future reassignments both at headquarters and overseas may |
| be affected. |
|
|
| The marriage or intended marriage of an immediate family member (parents, |
| siblings, children) to a foreign national must also be reported through your |
| SSO to the Clearance Division (M55). |
|
|
| Casual social associations with foreign nationals (other than those of the |
| designated countries mentioned above) which arise from normal living and |
| working arrangements in the community usually do not have to be reported. |
| During the course of these casual social associations, you are encouraged to |
| extend the usual social amenities. Do not act mysteriously or draw attention |
| to yourself (and possibly to NSA) by displaying an unusually wary attitude. |
|
|
| Naturally, your affiliation with the Agency and the nature of your work should |
| not be discussed. Again, you should be careful not to allow these associations |
| to become close and continuing to the extent that they are characterized by |
| ties of kinship, obligation, or affection. |
|
|
| If at any time you feel that a "casual" association is in any way suspicious, |
| you should report this to your Staff Security Officer immediately. Whenever |
| any doubt exists as to whether or not a situation should be reported or made a |
| matter of record, you should decided in favor of reporting it. In this way, |
| the situation can be evaluated on its own merits, and you can be advised as to |
| your future course of action. |
|
|
| Correspondence With Foreign Nationals |
|
|
| NSA personnel are discouraged from initiating correspondence with individuals |
| who are citizens of foreign countries. Correspondence with citizens of |
| communist-controlled or other designated countries is prohibited. Casual |
| social correspondence, including the "penpal" variety, with other foreign |
| acquaintances is acceptable and need not be reported. If, however, this |
| correspondence should escalate in its frequency or nature, you should report |
| that through your Staff Security Officer to the Clearance Division (M55). |
|
|
| Embassy Visits |
|
|
| Since a significant percentage of all espionage activity is known to be |
| conducted through foreign embassies, consulates, etc., Agency policy |
| discourages visits to embassies, consulates or other official establishments of |
| a foreign government. Each case, however, must be judged on the circumstances |
| involved. Therefore, if you plan to visit a foreign embassy for any reason |
| (even to obtain a visa), you must consult with, and obtain the prior approval |
| of, your immediate supervisor and the Security Awareness Division (M56). |
|
|
| Amateur Radio Activities |
|
|
| Amateur radio (ham radio) activities are known to be exploited by hostile |
| intelligence services to identify individuals with access to classified |
| information; therefore, all licensed operators are expected to be familiar |
| with NSA/CSS Regulation 100-1, "Operation of Amateur Radio Stations" (23 |
| October 1986). The specific limitations on contacts with operators from |
| communist and designated countries are of particular importance. If you are |
| an amateur radio operator you should advise the Security Awareness Division |
| (M56) of your amateur radio activities so that detailed guidance may be |
| furnished to you. |
|
|
| Unofficial Foreign Travel |
|
|
| In order to further protect sensitive information from possible compromise |
| resulting from terrorism, coercion, interrogation or capture of Agency |
| personnel by hostile nations and/or terrorist groups, the Agency has |
| established certain policies and procedures concerning unofficial foreign |
| travel. |
|
|
| All Agency personnel (civilian employees, military assignees, and contractors) |
| who are planning unofficial foreign travel must have that travel approved by |
| submitting a proposed itinerary to the Security Awareness Division (M56) at |
| least 30 working days prior to their planned departure from the United States. |
| Your itinerary should be submitted on Form K2579 (Unofficial Foreign Travel |
| Request). This form provides space for noting the countries to be visited, |
| mode of travel, and dates of departure and return. Your immediate supervisor |
| must sign this form to indicate whether or not your proposed travel poses a |
| risk to the sensitive information, activities, or projects of which you may |
| have knowledge due to your current assignment. |
|
|
| After your supervisor's assessment is made, this form should be forwarded to |
| the Security Awareness Director (M56). Your itinerary will then be reviewed in |
| light of the existing situation in the country or countries to be visited, and |
| a decision for approval or disapproval will be based on this assessment. The |
| purpose of this policy is to limit the risk of travel to areas of the world |
| where a threat may exist to you and to your knowledge of classified Agency |
| activities. |
|
|
| In this context, travel to communist-controlled and other hazardous activity |
| areas is prohibited. A listing of these hazardous activity areas is |
| prohibited. A listing of these hazardous activity areas can be found in Annex |
| A of NSA/CSS Regulation No. 30-31, "Security Requirements for Foreign Travel" |
| (12 June 1987). From time to time, travel may also be prohibited to certain |
| areas where the threat from hostile intelligence services, terrorism, criminal |
| activity or insurgency poses an unacceptable risk to Agency employees and to |
| the sensitive information they possess. Advance travel deposits made without |
| prior agency approval of the proposed travel may result in financial losses by |
| the employee should the travel be disapproved, so it is important to obtain |
| approval prior to committing yourself financially. Questions regarding which |
| areas of the world currently pose a threat should be directed to the Security |
| Awareness Division (M56). |
|
|
| Unofficial foreign travel to Canada, the Bahamas, Bermuda, and Mexico does not |
| require prior approval, however, this travel must still be reported using Form |
| K2579. Travel to these areas may be reported after the fact. |
|
|
| While you do not have to report your foreign travel once you have ended your |
| affiliation with the Agency, you should be aware that the risk incurred in |
| travelling to certain areas, from a personal safety and/or counterintelligence |
| standpoint, remains high. The requirement to protect the classified |
| information to which you have had access is a lifetime obligation. |
|
|
| Membership In Organizations |
|
|
| Within the United States there are numerous organizations with memberships |
| ranging from a few to tens of thousands. While you may certainly participate |
| in the activities of any reputable organization, membership in any international |
| club or professional organization/activity with foreign members should be |
| reported through your Staff Security Officer to the Clearance Division (M55). |
| In most cases there are no security concerns or threats to our employees or |
| affiliates. However, the Office of Security needs the opportunity to research |
| the organization and to assess any possible risk to you and the information to |
| which you have access. |
|
|
| In addition to exercising prudence in your choice of organizational |
| affiliations, you should endeavor to avoid participation in public activities |
| of a conspicuously controversial nature because such activities could focus |
| undesirable attention upon you and the Agency. NSA employees may, however, |
| participate in bona fide public affairs such as local politics, so long as such |
| activities do not violate the provisions of the statutes and regulations which |
| govern the political activities of all federal employees. Additional |
| information may be obtained from your Personnel Representative. |
|
|
| Changes In Marital Status/Cohabitation/Names |
|
|
| All personnel, either employed by or assigned to NSA, must advise the Office of |
| Security of any changes in their marital status (either marriage or divorce), |
| cohabitation arrangements, or legal name changes. Such changes should be |
| reported by completing NSA Form G1982 (Report of Marriage/Marital Status |
| Change/Name Change), and following the instructions printed on the form. |
|
|
| Use And Abuse Of Drugs |
|
|
| It is the policy of the National Security Agency to prevent and eliminate the |
| improper use of drugs by Agency employees and other personnel associated with |
| the Agency. The term "drugs" includes all controlled drugs or substances |
| identified and listed in the Controlled Substances Act of 1970, as amended, |
| which includes but is not limited to: narcotics, depressants, stimulants, |
| cocaine, hallucinogens ad cannabis (marijuana, hashish, and hashish oil). |
| The use of illegal drugs or the abuse of prescription drugs by persons employed |
| by, assigned or detailed to the Agency may adversely affect the national |
| security; may have a serious damaging effect on the safety and the safety of |
| others; and may lead to criminal prosecution. Such use of drugs either within |
| or outside Agency controlled facilities is prohibited. |
|
|
| Physical Security Policies |
|
|
| The physical security program at NSA provides protection for classified |
| material and operations and ensures that only persons authorized access to the |
| Agency's spaces and classified material are permitted such access. This |
| program is concerned not only with the Agency's physical plant and facilities, |
| but also with the internal and external procedures for safeguarding the |
| Agency's classified material and activities. Therefore, physical security |
| safeguards include Security Protective Officers, fences, concrete barriers, |
| access control points, identification badges, safes, and the |
| compartmentalization of physical spaces. While any one of these safeguards |
| represents only a delay factor against attempts to gain unauthorized access to |
| NSA spaces and material, the total combination of all these safeguards |
| represents a formidable barrier against physical penetration of NSA. Working |
| together with personnel security policies, they provide "security in depth." |
|
|
| The physical security program depends on interlocking procedures. The |
| responsibility for carrying out many of these procedures rests with the |
| individual. This means you, and every person employed by, assign, or detailed |
| to the Agency, must assume the responsibility for protecting classified |
| material. Included in your responsibilities are: challenging visitors in |
| operational areas; determining "need-to-know;" limiting classified |
| conversations to approved areas; following established locking and checking |
| procedures; properly using the secure and non-secure telephone systems; |
| correctly wrapping and packaging classified data for transmittal; and placing |
| classified waste in burn bags. |
|
|
| The NSA Badge |
|
|
| Even before you enter an NSA facility, you have a constant reminder of |
| security--the NSA badge. Every person who enters an NSA installation is |
| required to wear an authorized badge. To enter most NSA facilities your badge |
| must be inserted into an Access Control Terminal at a building entrance and you |
| must enter your Personal Identification Number (PIN) on the terminal keyboard. |
| In the absence of an Access Control Terminal, or when passing an internal |
| security checkpoint, the badge should be held up for viewing by a Security |
| Protective Officer. The badge must be displayed at all times while the |
| individual remains within any NSA installation. |
|
|
| NSA Badges must be clipped to a beaded neck chain. If necessary for the safety |
| of those working in the area of electrical equipment or machinery, rubber |
| tubing may be used to insulate the badge chain. For those Agency personnel |
| working in proximity to other machinery or equipment, the clip may be used to |
| attach the badge to the wearer's clothing, but it must also remain attached to |
| the chain. |
|
|
| After you leave an NSA installation, remove your badge from public view, thus |
| avoiding publicizing your NSA affiliation. Your badge should be kept in a safe |
| place which is convenient enough to ensure that you will be reminded to bring it |
| with you to work. A good rule of thumb is to afford your badge the same |
| protection you give your wallet or your credit cards. DO NOT write your |
| Personal Identification Number on your badge. |
|
|
| If you plan to be away from the Agency for a period of more than 30 days, your |
| badge should be left at the main Visitor Control Center which services your |
| facility. |
|
|
| Should you lose your badge, you must report the facts and circumstances |
| immediately to the Security Operations Center (SOC) (963-3371s/688-6911b) so |
| that your badge PIN can be deactivated in the Access Control Terminals. In the |
| event that you forget your badge when reporting for duty, you may obtain a |
| "non-retention" Temporary Badge at the main Visitor Control Center which serves |
| your facility after a co-worker personally identifies your and your clearance |
| has been verified. |
|
|
| Your badge is to be used as identification only within NSA facilities or other |
| government installations where the NSA badge is recognized. Your badge should |
| never be used outside of the NSA or other government facilities for the purpose |
| of personal identification. You should obtain a Department of Defense |
| identification card from the Civilian Welfare Fund (CWF) if you need to |
| identify yourself as a government employee when applying for "government |
| discounts" offered at various commercial establishments. |
|
|
| Your badge color indicates your particular affiliation with NSA and your level |
| of clearance. Listed below are explanations of the badge colors you are most |
| likely to see: |
|
|
| Green (*) Fully cleared NSA employees and certain military |
| assignees. |
|
|
| Orange (*) (or Gold) Fully cleared representative of other |
| government agencies. |
|
|
| Black (*) Fully cleared contractors or consultants. |
|
|
| Blue Employees who are cleared to the SECRET level while |
| awaiting completion of their processing for full |
| (TS/SI) clearance. These Limited Interim Clearance |
| (LIC) employees are restricted to certain activities |
| while inside a secure area. |
|
|
| Red Clearance level is not specified, so assume the holder |
| is uncleared. |
|
|
| * - Fully cleared status means that the person has been cleared to the Top |
| Secret (TS) level and indoctrinated for Special Intelligence (SI). |
|
|
| All badges with solid color backgrounds (permanent badges) are kept by |
| individuals until their NSA employment or assignment ends. Striped badges |
| ("non-retention" badges) are generally issued to visitors and are returned to |
| the Security Protective Officer upon departure from an NSA facility. |
|
|
| Area Control |
|
|
| Within NSA installations there are generally two types of areas, |
| Administrative and Secure. An Administrative Area is one in which storage of |
| classified information is not authorized, and in which discussions of a |
| classified nature are forbidden. This type of area would include the |
| corridors, restrooms, cafeterias, visitor control areas, credit union, barber |
| shop, and drugstore. Since uncleared, non-NSA personnel are often present in |
| these areas, all Agency personnel must ensure that no classified information is |
| discussed in an Administrative Area. |
|
|
| Classified information being transported within Agency facilities must be |
| placed within envelopes, folders, briefcases, etc. to ensure that its contents |
| or classification markings are not disclosed to unauthorized persons, or that |
| materials are not inadvertently dropped enroute. |
|
|
| The normal operational work spaces within an NSA facility are designated Secure |
| Areas. These areas are approved for classified discussions and for the storage |
| of classified material. Escorts must be provided if it is necessary for |
| uncleared personnel (repairmen, etc.) to enter Secure Areas, an all personnel |
| within the areas must be made aware of the presence of uncleared individuals. |
| All unknown, unescorted visitors to Secure Areas should be immediately |
| challenged by the personnel within the area, regardless of the visitors' |
| clearance level (as indicated by their badge color). |
|
|
| The corridor doors of these areas must be locked with a deadbolt and all |
| classified information in the area must be properly secured after normal |
| working hours or whenever the area is unoccupied. When storing classified |
| material, the most sensitive material must be stored in the most secure |
| containers. Deadbolt keys for doors to these areas must be returned to the key |
| desk at the end of the workday. |
|
|
| For further information regarding Secure Areas, consult the Physical Security |
| Division (M51) or your staff Security Officer. |
|
|
| Items Treated As Classified |
|
|
| For purposes of transportation, storage and destruction, there are certain |
| types of items which must be treated as classified even though they may not |
| contain classified information. Such items include carbon paper, vu-graphs, |
| punched machine processing cards, punched paper tape, magnetic tape, computer |
| floppy disks, film, and used typewriter ribbons. This special treatment is |
| necessary since a visual examination does not readily reveal whether the items |
| contain classified information. |
|
|
| Prohibited Items |
|
|
| Because of the potential security or safety hazards, certain items are |
| prohibited under normal circumstances from being brought into or removed from |
| any NSA installation. These items have been groped into two general classes. |
| Class I prohibited items are those which constitute a threat to the safety and |
| security of NSA/CSS personnel and facilities. Items in this category include: |
|
|
| a. Firearms and ammunition |
| b. Explosives, incendiary substances, radioactive materials, highly |
| volatile materials, or other hazardous materials |
| c. Contraband or other illegal substances |
| d. Personally owned photographic or electronic equipment including |
| microcomputers, reproduction or recording devices, televisions or |
| radios. |
|
|
| Prescribed electronic medical equipment is normally not prohibited, but |
| requires coordination with the Physical Security Division (M51) prior to being |
| brought into any NSA building. |
|
|
| Class II prohibited items are those owned by the government or contractors |
| which constitute a threat to physical, technical, or TEMPEST security. |
| Approval by designated organizational officials is required before these items |
| can be brought into or removed from NSA facilities. Examples are: |
|
|
| a. Transmitting and receiving equipment |
| b. Recording equipment and media |
| c. Telephone equipment and attachments |
| d. Computing devices and terminals |
| e. Photographic equipment and film |
|
|
| A more detailed listing of examples of Prohibited Items may be obtained from |
| your Staff Security Officer or the Physical Security Division (M51). |
|
|
| Additionally, you may realize that other seemingly innocuous items are also |
| restricted and should not be brought into any NSA facility. Some of these |
| items pose a technical threat; others must be treated as restricted since a |
| visual inspection does not readily reveal whether they are classified. These |
| items include: |
|
|
| a. Negatives from processed film; slides; vu-graphs |
| b. Magnetic media such as floppy disks, cassette tapes, and VCR |
| videotapes |
| c. Remote control devices for telephone answering machines |
| d. Pagers |
|
|
| Exit Inspection |
|
|
| As you depart NSA facilities, you will note another physical security |
| safeguard--the inspection of the materials you are carrying. This inspection |
| of your materials, conducted by Security Protective Officers, is designed to |
| preclude the inadvertent removal of classified material. It is limited to any |
| articles that you are carrying out of the facility and may include letters, |
| briefcases, newspapers, notebooks, magazines, gym bags, and other such items. |
| Although this practice may involve some inconvenience, it is conducted in your |
| best interest, as well as being a sound security practice. The inconvenience |
| can be considerably reduced if you keep to a minimum the number of personal |
| articles that you remove from the Agency. |
|
|
| Removal Of Material From NSA Spaces |
|
|
| The Agency maintains strict controls regarding the removal of material from its |
| installations, particularly in the case of classified material. |
|
|
| Only under a very limited and official circumstances classified material be |
| removed from Agency spaces. When deemed necessary, specific authorization is |
| required to permit an individual to hand carry classified material out of an NSA |
| building to another Secure Area. Depending on the material and circumstances |
| involved, there are several ways to accomplish this. |
|
|
| A Courier Badge authorizes the wearer, for official purposes, to transport |
| classified material, magnetic media, or Class II prohibited items between NSA |
| facilities. These badges, which are strictly controlled, are made available by |
| the Physical Security Division (M51) only to those offices which have specific |
| requirements justifying their use. |
|
|
| An Annual Security Pass may be issued to individuals whose official duties |
| require that they transport printed classified materials, information storage |
| media, or Class II prohibited items to secure locations within the local area. |
| Materials carried by an individual who displays this pass are subject to spot |
| inspection by Security Protective Officers or other personnel from the Office |
| of Security. It is not permissible to use an Annual Security Pass for personal |
| convenience to circumvent inspection of your personal property by perimeter |
| Security Protective Officers. |
|
|
| If you do not have access to a Courier Badge and you have not been issued an |
| Annual Security Pass, you may obtain a One-Time Security Pass to remove |
| classified materials/magnetic media or admit or remove prohibited items from an |
| NSA installation. These passes may be obtained from designated personnel |
| in your work element who have been given authority to issue them. The issuing |
| official must also contact the Security Operations Center (SOC) to obtain |
| approval for the admission or removal of a Class I prohibited item. |
|
|
| When there is an official need to remove government property which is not |
| magnetic media, or a prohibited or classified item, a One-Time Property Pass is |
| used. This type of pass (which is not a Security Pass) may be obtained from |
| your element custodial property officer. A Property Pass is also to be used |
| when an individual is removing personal property which might be reasonably be |
| mistaken for unclassified Government property. This pass is surrendered to the |
| Security Protective Officer at the post where the material is being removed. |
| Use of this pass does not preclude inspection of the item at the perimeter |
| control point by the Security Protective Officer or Security professionals to |
| ensure that the pass is being used correctly. |
|
|
| External Protection Of Classified Information |
|
|
| On those occasions when an individual must personally transport classified |
| material between locations outside of NSA facilities, the individual who is |
| acting as the courier must ensure that the material receives adequate |
| protection. Protective measures must include double wrapping and packaging of |
| classified information, keeping the material under constant control, ensuring |
| the presence of a second appropriately cleared person when necessary, and |
| delivering the material to authorized persons only. If you are designated as a |
| courier outside the local area, contact the Security Awareness Division (M56) |
| for your courier briefing. |
|
|
| Even more basic than these procedures is the individual security responsibility |
| to confine classified conversations to secure areas. Your home, car pool, and |
| public places are not authorized areas to conduct classified discussions--even |
| if everyone involved in he discussion possesses a proper clearance and |
| "need-to-know." The possibility that a conversation could be overheard by |
| unauthorized persons dictates the need to guard against classified discussions |
| in non-secure areas. |
|
|
| Classified information acquired during the course of your career or assignment |
| to NSA may not be mentioned directly, indirectly, or by suggestion in personal |
| diaries, records, or memoirs. |
|
|
| Reporting Loss Or Disclosure Of Classified Information |
|
|
| The extraordinary sensitivity of the NSA mission requires the prompt reporting |
| of any known, suspected, or possible unauthorized disclosure of classified |
| information, or the discovery that classified information may be lost, or is not |
| being afforded proper protection. Any information coming to your attention |
| concerning the loss or unauthorized disclosure of classified information should |
| be reported immediately to your supervisor, your Staff Security Officer, or the |
| Security Operations Center (SOC). |
|
|
| Use Of Secure And Non-Secure Telephones |
|
|
| Two separate telephone systems have been installed in NSA facilities for use in |
| the conduct of official Agency business: the secure telephone system (gray |
| telephone) and the outside, non-secure telephone system (black telephone). All |
| NSA personnel must ensure that use of either telephone system does not |
| jeopardize the security of classified information. |
|
|
| The secure telephone system is authorized for discussion of classified |
| information. Personnel receiving calls on the secure telephone may assume that |
| the caller is authorized to use the system. However, you must ensure that the |
| caller has a "need-to-know" the information you will be discussing. |
|
|
| The outside telephone system is only authorized for unclassified official |
| Agency business calls. The discussion of classified information is not |
| permitted on this system. Do not attempt to use "double-talk" in order to |
| discuss classified information over the non-secure telephone system. |
|
|
| In order to guard against the inadvertent transmission of classified |
| information over a non-secure telephone, and individual using the black |
| telephone in an area where classified activities are being conducted must |
| caution other personnel in the area that the non-secure telephone is in use. |
| Likewise, you should avoid using the non-secure telephone in the vicinity of a |
| secure telephone which is also in use. |
|
|
| HELPFUL INFORMATION |
|
|
| Security Resources |
|
|
| In the fulfillment of your security responsibilities, you should be aware that |
| there are many resources available to assist you. If you have any questions or |
| concerns regarding security at NSA or your individual security |
| responsibilities, your supervisor should be consulted. Additionally, Staff |
| Security Officers are appointed to the designated Agency elements to assist |
| these organizations in carrying out their security responsibilities. There is |
| a Staff Security Officer assigned to each organization; their phone numbers are |
| listed at the back of this handbook. Staff Security Officers also provide |
| guidance to and monitor the activities of Security Coordinators and Advisors |
| (individuals who, in addition to their operational duties within their |
| respective elements, assist element supervisors or managers in discharging |
| security responsibilities). |
|
|
| Within the Office of Security, the Physical Security Division (M51) will offer |
| you assistance in matters such as access control, security passes, clearance |
| verification, combination locks, keys, identification badges, technical |
| security, and the Security Protective Force. The Security Awareness Division |
| (M56) provides security guidance and briefings regarding unofficial foreign |
| travel, couriers, special access, TDY/PCS, and amateur radio activities. The |
| Industrial and Field Security Division (M52) is available to provide security |
| guidance concerning NSA contractor and field site matters. |
|
|
| The Security Operations Center (SOC) is operated by two Security Duty Officers |
| (SDOs), 24 hours a day, 7 days a week. The SDO, representing the Office of |
| Security, provides a complete range of security services to include direct |
| communications with fire and rescue personnel for all Agency area facilities. |
| The SDO is available to handle any physical or personnel problems that may |
| arise, and if necessary, can direct your to the appropriate security office |
| that can assist you. After normal business hours, weekends, and holidays, the |
| SOC is the focal point for all security matters for all Agency personnel and |
| facilities (to include Agency field sites and contractors). The SOC is located |
| in Room 2A0120, OPS 2A building and the phone numbers are 688-6911(b), |
| 963-3371(s). |
|
|
| However, keep in mind that you may contact any individual or any division |
| within the Office of Security directly. Do not hesitate to report any |
| information which may affect the security of the Agency's mission, information, |
| facilities or personnel. |
|
|
| Security-Related Services |
|
|
| In addition to Office of Security resources, there are a number of |
| professional, security-related services available for assistance in answering |
| your questions or providing the services which you require. |
|
|
| The Installations and Logistics Organization (L) maintains the system for the |
| collection and destruction of classified waste, and is also responsible for the |
| movement and scheduling of material via NSA couriers and the Defense Courier |
| Service (DCS). Additionally, L monitors the proper addressing, marking, and |
| packaging of classified material being transmitted outside of NSA; maintains |
| records pertaining to receipt and transmission of controlled mail; and issues |
| property passes for the removal of unclassified property. |
|
|
| The NSA Office of Medical Services (M7) has a staff of physicians, clinical |
| psychologists and an alcoholism counselor. All are well trained to help |
| individuals help themselves in dealing with their problems. Counseling |
| services, with referrals to private mental health professionals when |
| appropriate, are all available to NSA personnel. Appointments can be obtained |
| by contacting M7 directly. When an individual refers himself/herself, the |
| information discussed in the counseling sessions is regarded as privileged |
| medical information and is retained exclusively in M7 unless it pertains to the |
| national security. |
|
|
| Counselling interviews are conducted by the Office of Civilian Personnel (M3) |
| with any civilian employee regarding both on and off-the-job problems. M3 is |
| also available to assist all personnel with the personal problems seriously |
| affecting themselves or members of their families. In cases of serious |
| physical or emotional illness, injury, hospitalization, or other personal |
| emergencies, M3 informs concerned Agency elements and maintains liaison with |
| family members in order to provide possible assistance. Similar counselling |
| services are available to military assignees through Military Personnel (M2). |
|
|
| GUIDE TO SECURITY |
|
|
| M51 PHYSICAL SECURITY 963-6651s/688-8293b (FMHQ) |
| 968-8101s/859-6411b (FANX) |
|
|
| CONFIRM and badges Prohibited Items |
| (963-6611s/688-7411b) |
| Locks, keys, safes and alarms SOC (963-3371s/688-6911b) |
| Security/vehicle passes NSA facility protection and compliance |
| Visitor Control |
| Inspections |
| Red/blue seal areas New Construction |
| Pass Clearances (963-4780s/688-6759b) |
|
|
| M52 INDUSTRIAL AND FIELD SECURITY |
| 982-7918s/859-6255b |
|
|
| Security at contractor field site facilities |
| Verification of classified mailing addresses for contractor facilities |
|
|
| M53 INVESTIGATIONS 982-7914s/859-6464b |
|
|
| Personnel Interview Program (PIP) Reinvestigations |
| Military Interview Program (MIP) Special investigations |
|
|
| M54 COUNTERINTELLIGENCE 982-7832s/859-6424b |
|
|
| Security counterintelligence analysis Security compromises |
|
|
| M55 CLEARANCES 982-7900s/859-4747b |
|
|
| Privacy Act Officer (For review of security files) Continued SCI access |
| Contractor/applicant processing Military access |
|
|
| M56 SECURITY AWARENESS 963-3273s/688-6535b |
|
|
| Security indoctrinations/debriefings Embassy visits |
| Associations with foreign nationals Briefings (foreign travel, |
| Security Week ham radio, courier, |
| Security posters, brochures, etc. LIC, PCS, TDY, |
| special access, etc.) |
| Foreign travel approval |
| Military contractor orientation |
| Special Access Office (963-5466s/688-6353b) |
|
|
| M57 POLYGRAPH 982-7844s/859-6363b |
|
|
| Polygraph interviews |
|
|
| M509 MANAGEMENT AND POLICY STAFF 982-7885s/859-6350b |
|
|
| STAFF SECURITY OFFICERS (SSOs) |
|
|
| Element Room Secure/Non-Secure |
| A 2A0852B 963-4650/688-7044 |
| B 3W099 963-4559/688-7141 |
| D/Q/J/N/U 2B8066G 963-4496/688-6614 |
| E/M D3B17 968-8050/859-6669 |
| G 9A195 963-5033/688-7902 |
| K 2B5136 963-1978/688-5052 |
| L SAB4 977-7230/688-6194 |
| P 2W091 963-5302/688-7303 |
| R B6B710 968-4073/859-4736 |
| S/V/Y/C/X C2A55 972-2144/688-7549 |
| T 2B5040 963-4543/688-7364 |
| W 1C181 963-5970/688-7061 |
|
|
| GUIDE TO SECURITY-RELATED SERVICES |
|
|
| Agency Anonymity 968-8251/859-4381 |
| Alcohol Rehabilitation Program 963-5420/688-7312 |
| Cipher Lock Repair 963-1221/688-7119 |
| Courier Schedules (local) 977-7197/688-7403 |
| Defense Courier Service 977-7117/688-7826 |
| Disposal of Classified Waste |
| - Paper only 972-2150/688-6593 |
| - Plastics, Metal, Film, etc 963-4103/688-7062 |
| Locksmith 963-3585/688-7233 |
| Mail Dissemination and Packaging 977-7117/688-7826 |
| Medical Center (Fort Meade) 963-5429/688-7263 |
| (FANX) 968-8960/859-6667 |
| (Airport Square) 982-7800/859-6155 |
| NSA/CSS Information Policy Division 963-5825/688-6527 |
| Personnel Assistance |
| - Civilian 982-7835/859-6577 |
| - Air Force 963-3239/688-7980 |
| - Army 963-3739/688-6393 |
| - Navy 963-3439/688-7325 |
| Property Passes (unclassified material) 977-7263/688-7800 |
| Psychological Services 963-5429/688-7311 |
|
|
| FREQUENTLY USED ACRONYMS/DESIGNATORS |
|
|
| ARFCOS Armed Forces Courier Service (now known as DCS) |
| AWOL Absent Without Leave |
| CAO Classification Advisory Officer |
| COB Close of Business |
| CWF Civilian Welfare Fund |
| DCS Defense Courier Service (formerly known as ARFCOS) |
| DoD Department of Defense |
| EOD Enter on Duty |
| FOUO For Official Use Only |
| M2 Office of Military Personnel |
| M3 Office of Civilian Personnel |
| M5 Office of Security |
| M7 Office of Medical Services |
| NCS National Cryptologic School |
| PCS Permanent Change of Station |
| PIN Personal Identification Number |
| Q43 Information Policy Division |
| SDO Security Duty Officer |
| SOC Security Operations Center |
| SPO Security Protective Officer |
| SSO Staff Security Officer |
| TDY Temporary Duty |
| UFT Unofficial Foreign Travel |
|
|
| A FINAL NOTE |
|
|
| The information you have just read is designed to serve as a guide to assist |
| you in the conduct of your security responsibilities. However, it by no means |
| describes the extent of your obligation to protect information vital to the |
| defense of our nation. Your knowledge of specific security regulations is part |
| of a continuing process of education and experience. This handbook is designed |
| to provide he foundation of this knowledge and serve as a guide to the |
| development of an attitude of security awareness. |
|
|
| In the final analysis, security is an individual responsibility. As a |
| participant in the activities of the National Security Agency organization, you |
| are urged to be always mindful of the importance of the work being accomplished |
| by NSA and of the unique sensitivity of the Agency's operations. |
|
|