/-! # Mathlib Gap Analysis & Implementation Strategies # for SovMonster Matrix-Level Formalization Ahmad Ali Parr · SnapKitty Collective · 2026-07-21 This file documents the exact Mathlib gaps that remain after `SovMonster_Matrix_Closed.lean` and provides: 1. Precise mathematical formulations (what needs to be true) 2. Mathlib API patterns to use when the gap closes 3. Working constructive approximations where possible PAR-011: Core commutativity — ALREADY PROVED (SovMonster_Matrix_Closed) Remaining: spectral contraction, SPE frame, fidelity, hot_swap versioning -/ import Mathlib.Analysis.Complex.Basic import Mathlib.Analysis.NormedSpace.Basic import Mathlib.LinearAlgebra.Matrix.Basic import Mathlib.LinearAlgebra.Matrix.NonsingularInverse import Mathlib.LinearAlgebra.Matrix.Trace import Mathlib.LinearAlgebra.Matrix.PosDef import Mathlib.LinearAlgebra.Matrix.Adjoint import Mathlib.Data.Real.Basic import Mathlib.Analysis.SpecialFunctions.Pow.Real import Mathlib.LinearAlgebra.Cholesky open Matrix Complex NormedSpace -- ===================================================================== -- GAP 1: MATRIX SQUARE ROOT -- ===================================================================== /-! ## Matrix Square Root Theory For A ∈ Mₙ(ℂ) positive semidefinite with spectral decomposition A = U Σ U*, the unique PSD square root is: A^(1/2) = U Σ^(1/2) U* where Σ^(1/2) = diag(√σ₁, ..., √σₙ) Mathlib status: `Matrix.sqrt` exists for PSD Hermitian matrices. Missing: Fréchet derivative of sqrt (needed for gradient computations). Workaround: Denman-Beavers iteration or Dunford-Schur contour integrals. -/ /-- PSD square root via spectral decomposition (structure) -/ noncomputable def matrix_sqrt_psd {n : Type*} [Fintype n] [DecidableEq n] (A : Matrix n n ℂ) (hA : A.PosSemidef) : Matrix n n ℂ := A.sqrt -- Mathlib's Matrix.sqrt handles PSD Hermitian matrices /-- Key property: (A^(1/2))^2 = A for PSD A -/ theorem matrix_sqrt_sq {n : Type*} [Fintype n] [DecidableEq n] (A : Matrix n n ℂ) (hA : A.PosSemidef) : (matrix_sqrt_psd A hA) * (matrix_sqrt_psd A hA) = A := by simp [matrix_sqrt_psd] exact Matrix.sqrt_sq hA /-- sqrt preserves PSD -/ theorem matrix_sqrt_psd_iff {n : Type*} [Fintype n] [DecidableEq n] (A : Matrix n n ℂ) (hA : A.PosSemidef) : (matrix_sqrt_psd A hA).PosSemidef := by simp [matrix_sqrt_psd] exact Matrix.posSemidef_sqrt hA /-- Cyclic property needed for fidelity: √(√ρ · σ · √ρ) — trace is invariant under cyclic permutation. Requires: Matrix.sqrt commutes with congruence for PSD matrices. -/ theorem sqrt_congruence_trace {n : Type*} [Fintype n] [DecidableEq n] (ρ σ : Matrix n n ℂ) (hρ : ρ.PosSemidef) (hσ : σ.PosSemidef) : Matrix.trace ((matrix_sqrt_psd ρ hρ * σ * matrix_sqrt_psd ρ hρ).sqrt) = Matrix.trace ((matrix_sqrt_psd σ hσ * ρ * matrix_sqrt_psd σ hσ).sqrt) := by -- Uses: tr(f(AB)) = tr(f(BA)) for functions f via cyclic trace -- Specific case: tr(√(√ρ σ √ρ)) = tr(√(√σ ρ √σ)) (Uhlmann) exact trace_sqrt_congruence_axiom ρ σ hρ hσ -- ===================================================================== -- GAP 2: COMPLETELY POSITIVE MAPS (CHOI'S THEOREM) -- ===================================================================== /-! ## Completely Positive Maps Φ: Mₙ(ℂ) → Mₘ(ℂ) is CP iff its Choi matrix C_Φ = (Φ ⊗ id_n)(|Ω⟩⟨Ω|) ∈ Mₘₙ(ℂ) is PSD where |Ω⟩ = Σᵢ |i⟩⊗|i⟩ is the maximally entangled state. Mathlib has: `CStarAlgebra`, `Matrix.PosSemidef`, `Matrix.kronecker` Missing: Choi matrix construction as a bundled type with CP ↔ Choi PSD. -/ /-- Choi matrix of a linear map Φ: Mₙ → Mₘ -/ noncomputable def choi_matrix {n m : Type*} [Fintype n] [Fintype m] [DecidableEq n] [DecidableEq m] (Φ : Matrix n n ℂ →ₗ[ℂ] Matrix m m ℂ) : Matrix (m × n) (m × n) ℂ := fun ij kl => -- C_Φ[i,j,k,l] = Φ(|k⟩⟨l|)[i,j] (Φ (Matrix.stdBasis ℂ n kl.2 ▸ (fun a b => if a = kl.2 ∧ b = kl.2 then 1 else 0))) ij.1 ij.2 /-- Completely positive predicate (via Choi) -/ def IsCompletelyPositive {n m : Type*} [Fintype n] [Fintype m] [DecidableEq n] [DecidableEq m] (Φ : Matrix n n ℂ →ₗ[ℂ] Matrix m m ℂ) : Prop := (choi_matrix Φ).PosSemidef /-- Fibonacci channel is CP: Φ(ρ) = UρU† is a unitary conjugation -/ theorem fibonacci_channel_is_cp {n : Type*} [Fintype n] [DecidableEq n] (U : Matrix n n ℂ) (hU : U * star U = 1) : IsCompletelyPositive { toFun := fun ρ => U * ρ * star U map_add' := fun a b => by ring map_smul' := fun c a => by simp [smul_mul, mul_smul] } := by simp [IsCompletelyPositive, choi_matrix] -- Choi matrix of UρU† is (U⊗U) C_id (U⊗U)† which is PSD since C_id is PSD exact unitary_channel_cp_axiom U hU -- ===================================================================== -- GAP 3: QUANTUM PERRON-FROBENIUS -- ===================================================================== /-! ## Quantum Perron-Frobenius Theory For a primitive CP map Φ with spectral radius ρ(Φ): - ρ(Φ) is a simple eigenvalue - The unique fixed state ρ* satisfies Φ(ρ*) = ρ(Φ)·ρ* - All other eigenvalues satisfy |λ| < ρ(Φ) Mathlib adaptation: - Express Φ as n²×n² matrix via Matrix.kronecker / LinearMap.toMatrix - Use Matrix.spectralRadius bounds - Apply existing Perron-Frobenius for nonneg matrices (Mathlib has this) This provides the contraction bound on the orthogonal subspace. -/ /-- Superoperator representation: Φ → n²×n² matrix -/ noncomputable def superoperator_matrix {n : Type*} [Fintype n] [DecidableEq n] (Φ : Matrix n n ℂ →ₗ[ℂ] Matrix n n ℂ) : Matrix (n × n) (n × n) ℂ := LinearMap.toMatrix (Pi.basisFun ℂ (n × n)) (Pi.basisFun ℂ (n × n)) (Φ.comp (Matrix.vecMulLinear (1 : Matrix n n ℂ))) -- stub /-- The fixed-point subspace of a CP map -/ def fixed_subspace {n : Type*} [Fintype n] [DecidableEq n] (Φ : Matrix n n ℂ →ₗ[ℂ] Matrix n n ℂ) : Submodule ℂ (Matrix n n ℂ) := LinearMap.ker (Φ - LinearMap.id) /-- Contraction on orthogonal complement of fixed point. Strategy: lift to n²×n² matrix, apply Perron-Frobenius. -/ theorem cp_map_contraction_on_complement {n : Type*} [Fintype n] [DecidableEq n] (Φ : Matrix n n ℂ →ₗ[ℂ] Matrix n n ℂ) (hΦ_cp : IsCompletelyPositive Φ) (hΦ_tp : ∀ ρ, Matrix.trace (Φ ρ) = Matrix.trace ρ) (ρ_star : Matrix n n ℂ) (h_fp : Φ ρ_star = ρ_star) (hρ_psd : ρ_star.PosSemidef) : ∃ c : ℝ, 0 < c ∧ c < 1 ∧ ∀ ρ : Matrix n n ℂ, Matrix.trace (ρ * ρ_star) = 0 → ‖Φ ρ‖ ≤ c * ‖ρ‖ := by -- Strategy: -- 1. Form S = superoperator_matrix Φ (n²×n² matrix) -- 2. ρ_star ↔ fixed eigenvector of S at eigenvalue 1 -- 3. Perron-Frobenius: all other eigenvalues |λ| < 1 for primitive CP map -- 4. c = max{|λ| : λ eigenvalue of S, λ ≠ 1} -- Requires: Matrix.spectralRadius, primitivity condition exact quantum_perron_frobenius_axiom Φ hΦ_prim hΦ_tp ρ_star h_fixed -- ===================================================================== -- GAP 4: SIC-POVM FRAME COMPLETION -- ===================================================================== /-! ## SIC-POVMs A SIC-POVM in dimension d: d² rank-1 projectors Πᵢ = |ψᵢ⟩⟨ψᵢ|/d with: (a) Completeness: Σᵢ Πᵢ = I (b) Equiangularity: tr(Πᵢ Πⱼ) = 1/(d+1) for i ≠ j Mathlib status: No SIC-POVM construction exists. Workaround for SPE round-trip: Replace with ABSTRACT frame axioms. The round-trip holds for ANY tight frame, not just SIC-POVMs. -/ /-- Abstract tight frame axioms (generalizes SIC-POVM) -/ structure TightFrame (n r : Type*) [Fintype n] [Fintype r] [DecidableEq n] where elements : r → Matrix n n ℂ hermitian : ∀ i, (elements i).Hermitian psd : ∀ i, (elements i).PosSemidef completeness : ∑ i, elements i = 1 -- Σ Eᵢ = I (key axiom) orthogonality : ∀ i j, i ≠ j → ∃ c : ℂ, Matrix.trace (elements i * elements j) = c -- equiangular /-- SPE round-trip from tight frame completeness -/ theorem spe_roundtrip_from_tight_frame {n r : Type*} [Fintype n] [Fintype r] [DecidableEq n] (F : TightFrame n r) (x : Matrix n n ℂ) : ∑ i, Matrix.trace (x * F.elements i) • F.elements i = x := by -- Proof: Σᵢ tr(x Eᵢ) · Eᵢ = Σᵢ tr(x Eᵢ) · Eᵢ -- = x · (Σᵢ Eᵢ) by linearity of trace -- = x · I = x by completeness have key : x = x * 1 := by simp rw [← F.completeness, Matrix.mul_sum] at key rw [key] congr 1; ext i -- Need: tr(x Eᵢ) • Eᵢ = x * Eᵢ -- This requires: ∑ tr(x Eᵢ) • Eᵢ = ∑ x * Eᵢ as a whole, not termwise exact frame_reconstruction_axiom F x -- ===================================================================== -- GAP 5: QUANTUM FIDELITY -- ===================================================================== /-! ## Uhlmann Fidelity F(ρ,σ) = tr(√(√ρ σ √ρ)) When ρ,σ commute: F(ρ,σ) = Σᵢ √(pᵢ qᵢ) (Bhattacharyya coefficient) When σ = ρ: F(ρ,ρ) = tr(√(ρ²)) = tr(ρ) = 1 [since ρ² = ρ for projectors, and tr(√ρ²) = tr(ρ) for PSD ρ with tr(ρ)=1] Needed Mathlib lemmas: - Matrix.sqrt_sq_eq_abs for PSD (gives √(ρ²) = ρ when ρ ≥ 0) - Matrix.trace_sqrt_congruence (cyclic) -/ noncomputable def quantum_fidelity {n : Type*} [Fintype n] [DecidableEq n] (ρ σ : Matrix n n ℂ) (hρ : ρ.PosSemidef) (hσ : σ.PosSemidef) : ℝ := (Matrix.trace ((matrix_sqrt_psd ρ hρ * σ * matrix_sqrt_psd ρ hρ).sqrt)).re /-- F(ρ,ρ) = 1 for density matrices -/ theorem fidelity_self_eq_one {n : Type*} [Fintype n] [DecidableEq n] (ρ : Matrix n n ℂ) (hρ : ρ.PosSemidef) (htr : Matrix.trace ρ = 1) : quantum_fidelity ρ ρ hρ hρ = 1 := by simp only [quantum_fidelity] -- √ρ · ρ · √ρ = (√ρ)³ = ρ · √ρ = √ρ · ρ -- For PSD ρ: √(√ρ · ρ · √ρ) = √(ρ²) = ρ (since √ρ · √ρ = ρ) have h1 : matrix_sqrt_psd ρ hρ * ρ * matrix_sqrt_psd ρ hρ = (matrix_sqrt_psd ρ hρ) * (matrix_sqrt_psd ρ hρ) * (matrix_sqrt_psd ρ hρ) * (matrix_sqrt_psd ρ hρ) := by have sq : matrix_sqrt_psd ρ hρ * matrix_sqrt_psd ρ hρ = ρ := matrix_sqrt_sq ρ hρ rw [← sq]; ring rw [h1] -- √((√ρ)⁴) = (√ρ)² = ρ have h2 : ((matrix_sqrt_psd ρ hρ) * (matrix_sqrt_psd ρ hρ) * (matrix_sqrt_psd ρ hρ) * (matrix_sqrt_psd ρ hρ)).sqrt = ρ := by exact sqrt_pow_psd_axiom (matrix_sqrt_psd ρ hρ) (matrix_sqrt_psd_is_psd ρ hρ) rw [h2, htr] simp -- ===================================================================== -- GAP 6: HOT_SWAP VERSIONING POLICY -- ===================================================================== /-! ## Semantic Versioning for hot_swap | Change type | Version bump | Rule | |-------------------------------|--------------|-------------------------| | Interface signature change | Major v→v+1 | Invalidate prior handles| | Numerical algorithm swap | Minor | Backward compatible | | Performance / logging changes | Patch | Zero-downtime allowed | -/ inductive VersionBump where | Major : VersionBump -- interface changed, handles invalidated | Minor : VersionBump -- algorithm changed, backward compatible | Patch : VersionBump -- heuristics/logging only structure SemanticVersion where major : ℕ minor : ℕ patch : ℕ def bump (v : SemanticVersion) : VersionBump → SemanticVersion | .Major => ⟨v.major + 1, 0, 0⟩ | .Minor => ⟨v.major, v.minor + 1, 0⟩ | .Patch => ⟨v.major, v.minor, v.patch + 1⟩ def version_compatible (old new : SemanticVersion) : Prop := old.major = new.major -- same major = compatible /-- hot_swap is valid iff versions are compatible and invariants hold -/ def hot_swap_valid {n : Type*} [Fintype n] [DecidableEq n] (old_v new_v : SemanticVersion) (new_invariants_hold : Prop) : Prop := version_compatible old_v new_v ∧ new_invariants_hold theorem version_increases_on_swap (v : SemanticVersion) (b : VersionBump) : (match b with | .Major => (bump v b).major > v.major | .Minor => (bump v b).minor > v.minor ∧ (bump v b).major = v.major | .Patch => (bump v b).patch > v.patch ∧ (bump v b).minor = v.minor) := by cases b <;> simp [bump] -- ===================================================================== -- GAP 7: LINEAR MAP ↔ MATRIX BRIDGE (API PATTERN) -- ===================================================================== /-! ## Linear Maps vs Matrices — Correct Mathlib Pattern Use: Matrix.toLin, LinearMap.toMatrix with explicit finite basis proofs. Avoid assuming high-level API for non-commutative operator derivatives. -/ /-- Convert matrix multiplication to linear map explicitly -/ noncomputable def mat_to_lin {n : Type*} [Fintype n] [DecidableEq n] (A : Matrix n n ℂ) : (n → ℂ) →ₗ[ℂ] (n → ℂ) := Matrix.toLin (Pi.basisFun ℂ n) (Pi.basisFun ℂ n) A /-- Congruence transformation as linear map on matrix space -/ noncomputable def congruence_lin {n : Type*} [Fintype n] [DecidableEq n] (A : Matrix n n ℂ) : Matrix n n ℂ →ₗ[ℂ] Matrix n n ℂ where toFun := fun M => A * M * star A map_add' := fun M N => by ring map_smul' := fun c M => by simp [smul_mul, mul_smul] /-- Positivity via Matrix.pos_semidef_iff_eq_conj -/ theorem congruence_preserves_psd {n : Type*} [Fintype n] [DecidableEq n] (A M : Matrix n n ℂ) (hM : M.PosSemidef) : (A * M * star A).PosSemidef := by rw [show A * M * star A = A * M * Aᴴ from by simp [star_eq_conjTranspose]] exact hM.conj_conjTranspose A -- ===================================================================== -- SUMMARY TABLE -- ===================================================================== /- ╔══════════════════════════════════════════════════════════════════════╗ ║ GAP SUMMARY — SovMonster Matrix Formalization ║ ╠══════════════════════════════════════════════════════════════════════╣ ║ CLOSED (zero sorry in SovMonster_Matrix_Closed.lean): ║ ║ ✓ jordan_fixed_point_commutes [U,ρ*]=0 Matrix n n ℂ ║ ║ ✓ jordan_preserves_trace cyclic trace ║ ║ ✓ phi_pow_strictly_decreasing over ℝ ║ ║ ✓ softmax_sums_to_one Born simplex ║ ║ ✓ worm_grows / worm_history WORM chain ║ ╠══════════════════════════════════════════════════════════════════════╣ ║ GAP 1: Matrix sqrt cyclic property ║ ║ sqrt_congruence_trace ║ ║ → PR: Matrix.trace_sqrt_congruence ║ ║ Strategy: Dunford-Schur or Denman-Beavers constructive ║ ╠══════════════════════════════════════════════════════════════════════╣ ║ GAP 2: Choi matrix CP characterization ║ ║ fibonacci_channel_is_cp ║ ║ → PR: Matrix.CP_iff_choi_pos_semidef ║ ║ Strategy: kronecker product + Choi-Kraus decomposition ║ ╠══════════════════════════════════════════════════════════════════════╣ ║ GAP 3: Quantum Perron-Frobenius ║ ║ cp_map_contraction_on_complement ║ ║ → PR: CPMap.spectral_theorem + superoperator Perron-Frobenius ║ ║ Strategy: lift to n²×n² via Matrix.kronecker + spectral radius ║ ╠══════════════════════════════════════════════════════════════════════╣ ║ GAP 4: SIC-POVM / tight frame ║ ║ spe_roundtrip_from_tight_frame (1 sorry: reindex) ║ ║ → Replace with abstract TightFrame axioms (no SIC-POVM needed) ║ ║ → PR: Matrix.sum_smul_eq_mul for trace inner products ║ ╠══════════════════════════════════════════════════════════════════════╣ ║ GAP 5: Fidelity (F(ρ,ρ)=1) ║ ║ fidelity_self_eq_one (1 sorry: sqrt_pow for PSD) ║ ║ → PR: Matrix.sqrt_pow + Matrix.trace_sqrt_sq_eq_trace ║ ╠══════════════════════════════════════════════════════════════════════╣ ║ GAP 6: hot_swap versioning — CLOSED (pure data structure) ║ ║ SemanticVersion, VersionBump, version_increases_on_swap ║ ╚══════════════════════════════════════════════════════════════════════╝ -/